Microcirculatory perfusion disturbances in septic shock: results from the ProCESS trial

Abstract

Background

We sought to determine the effects of alternative resuscitation strategies on microcirculatory perfusion and examine any association between microcirculatory perfusion and mortality in sepsis.

Methods

This was a prospective, formally designed substudy of participants in the Protocolized Care in Early Septic Shock (ProCESS) trial. We recruited from six sites with the equipment and training to perform these study procedures. All subjects were adults with septic shock, and each was assigned to alternative resuscitation strategies. The two main analyses assessed (1) the impact of resuscitation strategies on microcirculatory perfusion parameters and (2) the association of microcirculatory perfusion with 60-day in-hospital mortality. We measured sublingual microcirculatory perfusion using sidestream dark field in vivo video microscopy at the completion of the 6-h ProCESS resuscitation protocol and then again at 24 and 72 h.

Results

We enrolled 207 subjects (demographics were similar to the overall ProCESS cohort) and observed 40 (19.3%) deaths. There were no differences in average perfusion characteristics between treatment arms. Analyzing the relationship between microcirculatory perfusion and mortality, we found an association between vascular density parameters and mortality. Total vascular density (beta = 0.006, p < 0.003), perfused vascular density (beta = 0.005, p < 0.04), and De Backer score (beta = 0.009, p < 0.01) were higher overall in survivors in a generalized estimating equation model, and this association was significant at the 72-h time point (p < 0.05 for each parameter).

Conclusions

Microcirculatory perfusion did not differ between three early septic shock treatment arms. We found an association between microcirculatory perfusion parameters of vascular density at 72 h and mortality.

Trial registration

ClinicalTrials.gov, NCT00510835. Registered on August 2, 2007.

Background

Patients with sepsis have high morbidity, mortality, and care costs. Improving outcomes requires an enhanced understanding of the complex pathophysiology of the disease. Organ dysfunction and multisystem organ failure are common precursors to death in sepsis. The smallest blood vessels of the microcirculation (< 20 μm in diameter) are the principal sites of gas and nutrient exchange between blood and underlying tissues [1]. Microcirculatory perfusion disturbances represent a direct physiologic link to multisystem organ dysfunction. Microcirculatory perfusion disturbances represent a potential universal link across organs and could alter insights and care.

Possible causes of microcirculatory perfusion alterations in sepsis include endothelial cell dysfunction, glycocalyx degradation, increased leukocyte adhesion, microthrombus formation, rheological abnormalities, altered local perfusion pressures due to regional redistribution of blood flow, and functional shunting. The microcirculation is impaired in sepsis [2,3,4,5,6,7,8,9,10,11,12,13,14], and the defect in perfusion may be therapeutically reversed [4, 15,16,17]. With the advent of handheld in vivo imaging modalities, it is possible to visualize the sublingual microcirculation in human patients at the bedside [1, 18,19,20].

Microcirculatory perfusion represents the combination of the density of vessels available to provide nutrients (e.g., oxygen) carrying blood to the organs and the flow rates of that blood. Clinical studies suggest that persistent microcirculatory alterations refractory to resuscitation are prognostic of fatal outcome [3, 4, 8,9,10, 12,13,14,15, 17, 21, 22] independent of systemic variables and oxygen-derived variables [4, 8, 17]. Changes in microvascular perfusion may occur in the absence of global hemodynamic perturbations (i.e., low blood pressure/cardiac output), indicating that these alterations are intrinsic to the microcirculation.

Prior studies of microcirculatory perfusion disturbances in sepsis and septic shock have typically been either limited in size [3, 8, 10, 14, 17, 23] or initiated in the intensive care unit (ICU) well after the onset of sepsis. For this project, we studied patients enrolled in the Protocolized Care for Early Septic Shock (ProCESS) study, a randomized clinical trial of three alternative resuscitation strategies that included the administration of fluids, vasopressors, blood, and dobutamine (each with a previously published impact on the microcirculation). We sought to (1) determine the effects of alternative resuscitation strategies on microcirculatory perfusion disturbances in early septic shock and (2) study the association between microcirculatory perfusion disturbances over the first 72 h of resuscitation and 60-day in-hospital mortality in early septic shock.

Methods

Study aim, design, and setting design

We enrolled a subpopulation of subjects participating in the ProCESS trial, a patient-level randomized multicenter interventional trial of alternative resuscitation strategies in emergency department (ED) early septic shock [24]. In the ProCESS trial, subjects with sepsis and hypoperfusion (see enrollment criteria below) randomly received one of three resuscitation strategies: early goal-directed therapy (EGDT) as described by Rivers et al. [25] and delivered by a study team, a strategy of noninvasive protocolized care delivered by a study team, or usual care absent any protocol or prompts and delivered by the clinical team [24]. Six hospital sites participated in this ancillary study to the ProCESS trial.

The primary outcome was in-hospital mortality by day 60. We registered the current trial and ProCESS with ClinicalTrials.gov under the identifiers NCT00793442 and NCT00510835, respectively, and the Beth Israel Deaconess Medical Center Committee for Clinical Investigations and each site’s institutional review board approved the design. Each subject or legal representative gave written informed consent.

Participants

ProCESS trial subjects [24] all had (1) suspected infection in the ED; (2) at least two systemic inflammatory response syndrome criteria [26]; and (3) refractory hypotension, defined as a systolic blood pressure < 90 mmHg despite an intravenous fluid challenge of at least 1 L of crystalloids or evidence of tissue hypoperfusion (blood lactate concentration ≥ 4 mmol/L). They were enrolled as a convenience sample at sites participating in this ancillary study. An additional exclusion criterion for this specific ancillary study was the inability to tolerate study procedures due to an oxygen requirement; for example, a patient on a nonrebreather mask could not tolerate removing the mask to perform the microcirculation image collection.

Demographics and clinical data collection

We collected information on patient demographics, comorbid illnesses, etiologies of infection, and treatments. We also collected macrocirculatory perfusion parameters.

Microcirculatory video microscopy image capture and management

We visualized and recorded the sublingual microcirculation using sidestream dark field video microscopic imaging (MicroScan; MicroVision Medical, Inc., Amsterdam, The Netherlands) as previously described [18, 20, 27]. We captured videos at 6, 24, and 72 h after enrollment. We specifically did not attempt microcirculation imaging during the initial 6-h resuscitation period so as not to affect the main trial’s intervention. We uploaded stored video clips to the central laboratory using both a proprietary file transfer software (Studymaker File Manager; Studymaker, Newton, MA, USA) and a cloud storage service (Dropbox; Dropbox, Inc., San Francisco, CA, USA) [18, 27, 28].

Site training

Study team participants received instruction on the operation and use of the MicroScan device primarily through live training during individualized training sessions provided at their institution. Instruction consisted of (1) overview of the pathophysiology of microcirculatory derangements in sepsis; (2) introduction to the MicroScan device as well as its setup and operation; and (3) a detailed presentation of the technique for image acquisition, including positioning, lighting, focus, and image recording. All participants then practiced using healthy volunteers. We focused on the five points for image acquisition outlined by the microcirculation consensus conference as key for quality image analysis: (1) obtain five sample sites per subject, (2) avoid pressure artifacts, (3) eliminate secretions, (4) adequate focus and brightness adjustment, and (5) recording quality [29]. Study team members were required to demonstrate proficiency in obtaining images by adequately recording a video to “pass” training.

Image analysis

We processed MicroScan video files to enhance contrast, edited to visually stable sequences of 3–10 s in duration, and evaluated for image quality using the method described by Massey et al. [27]. We sorted video clips using an ordinal quality score with up to three clips selected at each of the three time points, and then we assigned a random identifier before further microvascular analysis using AVA 3.1 software (MicroVision Medical BV). We did not rely on automated vessel identification; instead, vessel centerlines and lumen boundaries were drawn using manual tools in AVA. Vessel classification was done using sizing, with small, medium, and large vessels having lumen diameters < 20 μm, 20–50 μm, and > 50 μm, respectively. All of the microcirculatory parameters reported were from analyses of small vessels (< 20 μm) because capillaries are the principal sites of oxygen exchange and fall into the small vessel size range.

Scoring the images

For microcirculatory perfusion image analysis, we followed the methods of the 2007 consensus conference on evaluation of the microcirculation [29]. We report the suggested measures of proportion of perfused vessels (PPV), microcirculatory flow index (MFI), De Backer score, total vascular density (TVD), perfused vascular density (PVD), and heterogeneity index (Table 1) [29]. PPV is the perfused linear density of small vessels in a field of view, computed as the length of perfused small vessels divided by the total length of small vessels visualized [18, 30]. MFI calculations followed the semiquantitative technique described by Spronk et al. [15] (0 = absent flow; 1 = sludging/noncontinuous flow; 2 = moderate flow; 3 = normal/brisk flow), determining the mode for each quadrant and averaging over the four quadrants to yield the MFI. De Backer score calculations used the line crossing technique [31]. We calculated TVD by quantifying the total density of small vessels within the field of view and calculated PVD by measuring the density of perfused small vessels within the field of view. Heterogeneity index calculations used the highest MFI over the four quadrants, subtracting the lowest MFI over the four quadrants and dividing by the mean MFI [8, 29]. For the perfusion parameters, we considered any vessel segment with a flow score greater than or equal to 2 (moderate/normal flow) as perfused. After vessel detection, we used the AVA software to make the calculations described above and quantify vessel length. We calculated the PPV by dividing the total vessel length by the perfused vessel length.

Table 1 Summary of microcirculatory parameters quantitative metrics

Statistical analysis

We assessed for normality and proceeded with parametric or nonparametric testing, with two-tailed alpha set at 0.05. The microcirculatory perfusion parameters of interest were PPV, MFI, De Backer score, TVD, PVD, and heterogeneity index. For any effect of the randomly assigned treatment strategies on the different microcirculatory perfusion parameters, we report the mean (plus SD) or median [IQR] for each of the microcirculatory perfusion parameters by study arm. For differences in microcirculatory perfusion parameters by mortality endpoint, we report the differences in demographics, comorbidities, and sepsis etiologies between survivors and nonsurvivors.

For the analysis of an association between assigned treatment arm and microcirculation parameters, we used a generalized estimating equation (GEE) with a subject being a cluster (nonstructured correlation matrix) with pairwise comparisons with adjustment for multiple comparisons (LSD). For the normally distributed parameters of TVD, PVD, and De Backer score, we used linear models within GEE; for MFI and PPV, which were skewed, we applied a gamma distribution with log-link functions. For the heterogeneity index parameter, we chose a Tweedie distribution. Within each model, we assessed the interaction between the microcirculation parameter and time point. Because the interaction between the microcirculation parameters and time was not significant in all models, we report the results based on the models without the interactions included. For the analysis of the association between microcirculation parameters and 60-day in-hospital mortality, we used GEE with subject being a cluster (nonstructured correlation matrix) using logistic regression with robust estimator and unstructured correlation matrix adjusted for Charlson comorbidity index and age.

Finally, we compared the mean value of macrocirculatory parameters among survivors and nonsurvivors. We used GEE models to evaluate the association between the macrocirculatory and microcirculatory parameters adjusted for age and Charlson comorbidity index score.

Sample size

To estimate sample size for the impact of the resuscitation protocols on microcirculatory perfusion based on pilot data, we used an estimated mean of MFI (considered the “main” microcirculatory perfusion parameter reported at the time) at 2.3 ± 0.6 for standard care, expecting subjects with protocolized goal-directed resuscitation to have a mean MFI 20% greater than this mean. At a power of 0.9 to detect a mean difference of 0.46, the estimated sample size was 114. For the association between MFI and mortality, we estimated that the OR of mortality would increase by 50% per 0.5 of an SD decrease in the MFI (thus an OR of 1.5 for a 0.5-SD decrease). For type I error of 0.05 and a power of 0.9, the estimated sample size was 115 subjects. Because the current reported trial was ongoing and part of a larger parent trial collecting biomarkers for up to 600 patients, in consultation with the data and safety monitoring board, we continued enrollment to surpass our sample size estimates to increase our overall power.

Results

From the parent trial of 1341 patients, we enrolled 225 (16.8%) into this substudy, and 207 (92%) subjects had adequate images and were analyzed. A total of 1244 images from 439 time points were included (an average of 2.8 videos per patient time point).

Patient demographics

Our study subjects had a mean age of 61 years (SD 16), 73% were white, and 20% were African American (Table 2). Similar to prior studies, the prevalence of comorbid illness was high, including high rates of hypertension, diabetes, and cancer. Pneumonia was the most common underlying etiology of sepsis. The baseline Sequential Organ Failure Assessment score was 7.7 (SD 3.8). Among the 207 participants, there were 40 deaths, for an overall mortality rate of 19.3%. The population enrolled in this ancillary study was very similar to and representative of the population enrolled in the ProCESS study overall (Additional file 1: Table S1).

Table 2 Demographics

Microcirculatory perfusion image analysis

There were 225 total patients with images obtained across the 6-, 24-, and 72-h time points, with attempts made during 552 (86%) of the available time points (Additional file 2: Table S2). Among the images processed and analyzed, 439 (80%) of the time points had images of suitable quality for analysis. The success of image acquisition by time point was as follows: 6 h (170 of 205; 83%), 24 h (149 of 200; 75%), and 72 h (120 of 147; 82%). Pressure artifacts were the most common reason for not passing our quality check (40% of failures), followed by content artifacts (30% of failures).

Effect of resuscitation strategy on microcirculatory perfusion

There were no differences in clinical outcome between resuscitation strategies in the parent ProCESS trial [24]. Similarly, there were no differences in the microcirculatory perfusion parameters of PPV, De Backer score, TVD, PVD, or heterogeneity index for each time point between the three treatment arms (Table 3 and Additional file 3: Table S3). MFI did show a difference between the three arms with impaired perfusion in the EGDT group; however, the mean difference was quite small, which limits clinical impact. Because there were no meaningful differences in microcirculatory perfusion patterns between the groups, the treatment groups were pooled for subsequent analyses.

Table 3 Analysis of an association between arms and microcirculation parameters

Association between microcirculatory perfusion parameters and mortality

The microcirculation parameters of TVD (beta = 0.006, p < 0.003), PVD (beta = 0.005, p < 0.04), and De Backer (beta = 0.009, p < 0.01) scores were higher in survivors in a GEE model that considered each parameter at all time points (Table 4 and Fig. 1). This indicates an impairment of the microcirculation in those who eventually died. These differences were driven primarily by the 72-h TVD, PVD, and De Backer scores, which were lower among nonsurvivors at 72 h. The microcirculation parameters of MFI, PPV, and heterogeneity index were similar among survivors and nonsurvivors at each time point and in the overall models (Table 4 and Fig. 1).

Table 4 Differences in microcirculation parameters between survivors and nonsurvivors

Fig. 1

a–f Changes in the microcirculatory perfusion parameters over time. These parameters include De Backer score (a), heterogeneity score (b), microcirculatory flow index (c), perfused vascular density (d), proportion of perfused vessels (e), and total vascular density (f). *Significance at a level of p < 0.05

Association between macrocirculatory and microcirculatory parameters

In an exploratory analysis, we examined the relationship between macrocirculatory parameters and microcirculatory parameters. First, we assessed differences in macrocirculatory and microcirculatory parameters among survivors and nonsurvivors in aggregate (Table 5) and found survivors to have a higher driving pressure (MAP − CVP) and lower serum lactate, whereas there were no differences in the other parameters. In an adjusted analysis, only increased CVP was associated with higher TVD, De Backer score, and heterogeneity index, whereas there was an unexpected correlation between CVP and lower MFI score as well as between mean arterial pressure and lower TVD (Table 6). We identified a weak correlation between CVP and some flow (heterogeneity index) and density parameters (TVD and De Backer score); however, overall, the data do not show a meaningful association between macrocirculatory and microcirculatory parameters.

Table 5 Average macrocirculatory parameters among survivors and nonsurvivors

Table 6 Relationship between macrocirculatory and microcirculatory parameters

Discussion

Prior studies have shown a relationship between early microcirculatory indices and survival during the resuscitation phase of therapy [3, 4, 8, 22]. De Backer et al. [22] found that decreased microcirculatory perfusion as measured by PPV, PVD, and MFI was associated with mortality. They reported that the PPV parameter was the strongest predictor of mortality and that this association was maintained in multiple logistic regression models for both early (< 24 h) and late (≥ 24 h) time points. The overall AUCs for mortality for PPV and PVD were 0.82 and 0.74, respectively. In a similar study, Trzeciak et al. [8] investigated 26 patients with sepsis in the ED and found that impaired flow and increased heterogeneity of flow were significantly disturbed features of the microcirculation in nonsurvivors compared with survivors. Furthermore, in a study of 49 ICU patients in septic shock, Sakr et al. [4] found that there was no difference in microcirculatory perfusion parameters at the onset of shock, but survivors were able to restore their microcirculatory perfusion as indicated by significant differences in PPV, whereas nonsurvivors had persistently impaired perfusion.

Our findings support a role for microcirculatory perfusion disturbances in sepsis pathophysiology. However, we found a variable association between the different microcirculatory perfusion parameters and mortality. Our study approach and findings support the Sakr et al. [4] study findings, where the initial adequacy of microcirculatory perfusion was not as important as the ability to recover microcirculatory perfusion over time to predict mortality. Our study also demonstrated that parameters of vessel density (TVD and De Backer score) and density of vessels with flow (PVD) were more highly associated with outcome than parameters of flow alone, such as our primary outcome of MFI, or PPV, in which there were not significant differences. Our study occurred during a clinical trial of resuscitation therapy in which patients were treated with a structured resuscitation strategy or with usual care that was aggressive but different from the structured approaches, and the latter performed in a similar fashion for most outcomes. This usual care in the parent trial may differ from previous “wild-type” treatments in observational trials. Although our study supports an association between impaired microcirculatory perfusion and mortality in sepsis, our findings suggest that this association is perhaps less robust than others have suggested.

As highlighted above, there is no clear consensus on which microcirculatory perfusion parameter is most important. For example, De Backer et al. previously found PPV to be the parameter most strongly associated with mortality [3, 22]. In this study, we found the measures of density, namely TVD, PVD, and De Backer score (an estimate of total density), to be associated with mortality when considering all parameters at all time points in a single model and at the 72-h time period. Sakr et al. [4] found PPV to be the most prognostic of outcome [18]. Although the parameters PPV (based on per-vessel quality of flow) and MFI (based on a visual estimate of overall flow quality) have previously been demonstrated to be the most important predictors of outcome, our results support that the density parameters of TVD, PVD, and De Backer score were more tightly associated with mortality and thus perhaps more important. On the other hand, the ability of blood to deliver oxygen is paramount; thus, presence of circulating red blood cells may be more important than the speed at which they are flowing.

There are a number of limitations to this study. First, there is a potential selection bias because we obtained videos only in a subset of subjects; thus, it is possible that those who were more (or less) ill may have had successful image acquisition in a nonrandom fashion. However, our ancillary study cohort with successful image acquisition did have a mortality rate similar to that in the overall trial. Second, there were a number of trained operators across centers but with varying prior experience with microcirculatory flow image acquisition; it is possible that suboptimal image acquisition influenced the results (e.g., pressure artifact; if the operator pushed down too hard, it may have given the false perception of occluded flow). We tried to guard against this through an approach of selecting and including only videos judged as free of such influences. Conversely, our exclusion of a relatively high ratio of videos with presumed pressure artifacts may have contributed to bias. It is possible that pressure artifacts were more likely in patients with more (or less) severe illness. Third, to avoid affecting the ProCESS intervention, we delayed our image acquisition until after the experimental protocol intervention period (the first 6 h after eligibility) was over; it is possible that microcirculation could have differed at baseline. Fourth, other factors, such as chronic diseases or other confounders, may have altered the association of microcirculatory perfusion parameters with mortality. Fifth, we assessed multiple microcirculatory flow and density parameters simultaneously, and it is possible that some significant results were type I errors. Finally, we identified vessels in the images by eye, drew them by hand, and visually estimated the flow rate. It is possible that other automated techniques may yield different results.

Future initiatives should continue to focus on delineating which microcirculatory parameters have the most significant pathophysiologic impact. We found that measures of microvessel density (TVD and De Backer score) and perfusion (PVD) were associated with mortality, whereas measures of flow quality were not. Similarly, software development for analysis, especially at the point of care, may aid future efforts. We used a semiquantitative technique whereby we traced vessels by hand and made empiric estimates on the rate of flow. Reliable automated techniques for vessel identification and flow assessment are still needed.

Conclusions

We found that the microcirculation in patients in septic shock was not differentially influenced by these three early treatment strategies, which included two protocolized approaches guided by specific physiologic input. There was not an association between microcirculatory perfusion parameters; however, we observed a positive association between microvascular density parameters measured at 72 h and in-hospital mortality by day 60. Conventional resuscitation therapy incompletely normalized microcirculatory perfusion in nonsurvivors. Novel agents that target the restoration of microcirculatory perfusion disturbances may be a promising future therapeutic approach in sepsis.