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Investigating risk factors for psychological morbidity three months after intensive care: a prospective cohort study

Critical Care volume 16, Article number: R192 (2012) Cite this article

Abstract

Introduction

There is growing evidence of poor mental health and quality of life among survivors of intensive care. However, it is not yet clear to what extent the trauma of life-threatening illness, associated drugs and treatments, or patients' psychological reactions during intensive care contribute to poor psychosocial outcomes. Our aim was to investigate the relative contributions of a broader set of risk factors and outcomes than had previously been considered in a single study.

Methods

A prospective cohort study of 157 mixed-diagnosis highest acuity patients was conducted in a large general intensive care unit (ICU). Data on four groups of risk factors (clinical, acute psychological, socio-demographic and chronic health) were collected during ICU admissions. Post-traumatic stress disorder (PTSD), depression, anxiety and quality of life were assessed using validated questionnaires at three months (n =100). Multivariable analysis was used.

Results

At follow-up, 55% of patients had psychological morbidity: 27.1% (95% CI: 18.3%, 35.9%) had probable PTSD; 46.3% (95% CI: 36.5%, 56.1%) probable depression, and 44.4% (95% CI: 34.6%, 54.2%) anxiety. The strongest clinical risk factor for PTSD was longer duration of sedation (regression coefficient = 0.69 points (95% CI: 0.12, 1.27) per day, scale = 0 to 51). There was a strong association between depression at three months and receiving benzodiazepines in the ICU (mean difference between groups = 6.73 points (95% CI: 1.42, 12.06), scale = 0 to 60). Use of inotropes or vasopressors was correlated with anxiety, and corticosteroids with better physical quality of life.

The effects of these clinical risk factors on outcomes were mediated (partially explained) by acute psychological reactions in the ICU. In fully adjusted models, the strongest independent risk factors for PTSD were mood in ICU, intrusive memories in ICU and psychological history. ICU mood, psychological history and socio-economic position were the strongest risk factors for depression.

Conclusions

Strikingly high rates of psychological morbidity were found in this cohort of intensive care survivors. The study's key finding was that acute psychological reactions in the ICU were the strongest modifiable risk factors for developing mental illness in the future. The observation that use of different ICU drugs correlated with different psychological outcomes merits further investigation. These findings suggest that psychological interventions, along with pharmacological modifications, could help reduce poor outcomes, including PTSD, after intensive care.

Introduction

The mental health of intensive care survivors may be poor. Patients may suffer from post-traumatic stress disorder (PTSD), depression or anxiety with poor quality of life in the months following intensive care [1–3]. It is not clear whether poor psychological outcomes are associated with the traumatic effects of critical illness, intensive care treatment and drugs (clinical risk factors), or mood and stress reactions in intensive care (acute psychological factors). Outcomes might be better explained by chronic physical conditions and psychological history (chronic health factors) or socio-demographic factors, such as low socio-economic position [4]. There is an urgent need to explore the relative effects of a broader set of risk factors than has previously been investigated on different psychosocial outcomes, within a fully-powered single study of mixed-diagnosis, general intensive care patients.

Psychological outcomes after intensive care include PTSD, an "anxiety disorder that often follows exposure to an extreme stressor that causes injury, threatens life or physical integrity" [5]. The person's immediate response involves intense fear, helplessness or horror. The disorder is characterised by three clusters of symptoms: re-experiencing, avoidance and hyper-arousal, that persist for more than a month and cause distress or impaired functioning. Another outcome of interest, depression, is characterised by low mood or loss of interest for more than two weeks, with a range of other symptoms. Anxiety is a normal emotion that may become persistent and inappropriate. In systematic reviews, the median point prevalence of PTSD among intensive care survivors was 22% [1] with 28% prevalence of depression [2]. Rates of anxiety after intensive care vary from 5% to 43% [3]. In a meta-analysis of quality of life, physical functioning was 20 points (0 to 100) and mental health 10 points below UK norms [3].

Patients are exposed to many stressors in the intensive care unit (ICU), including illness, pain, sleep deprivation, thirst, hunger, dyspnea, unnatural noise and light, inability to communicate, isolation and fear of dying; and they may show extreme emotional reactions in response [6–8]. Interventions, such as mechanical ventilation (MV) or invasive monitoring for cardiovascular support, may be difficult for patients to tolerate. Furthermore, the onset of delirium, including frightening psychotic symptoms, such as hallucinations and paranoid delusions, is common in intensive care [9, 10]. Delirium is associated with the pathophysiology of critical illness as well as drugs used in intensive care [11, 12]. The question is whether exposure to stressors, such as MV, or acute psychological reactions, such as stress, mood and hallucinations, are direct risk factors for PTSD and other adverse outcomes. It may be that patients' emotional reactions to stress in intensive care are early signs of psychological morbidity.

Consistent risk factors for post-ICU psychological morbidity have not been definitively established [13, 14], with associations mostly detected in very few studies. Socio-demographic risk factors for post-ICU PTSD include age [15, 16, 18], sex [17, 18] and unemployment [19]. Psychological history is a known chronic health risk factor [12, 15]. Acute psychological risk symptoms (extreme fear and agitation in the ICU) were found to be associated with PTSD in only one study to our knowledge [17]. Factual recall and memory of pain were associated with PTSD in one study [19], whereas delusional memories (of psychotic symptoms) following ICU discharge were more important in others [12, 20]. Clinical risk factors include aspects of sedation [12, 17, 18, 21] and duration of mechanical ventilation [15]. Two studies that found no association with mechanical ventilation and PTSD were small, with 41 [18] and 37 [22] participants. As mechanical ventilation is the most common intensive care intervention, replication of the positive result [15] is urgently needed.

The few risk factors identified for post-ICU depression and anxiety were mainly found in single or small studies or sub-groups of patients. Hypoglycemia [23] and benzodiazepine dosage [24] were associated with post-ICU depression in patients with acute lung injury. Pessimism was associated with subsequent depression and anxiety in one study [19]. A more consistent group of risk factors (age, illness severity, ICU length of stay and prior health) were identified in studies of post-ICU quality of life [3].

The aim of our study was to investigate a broader set of clinical, acute psychological, socio-demographic and chronic health risk factors than had previously been tested, for different psychosocial outcomes within a single study of mixed general ICU patients. We used multivariable analysis to determine relative contributions of risk factors in different domains. Furthermore, we aimed to identify modifiable clinical and acute psychological risk factors that might inform the development and evaluation of preventative interventions in intensive care.

Materials and methods

Study design

This was a prospective cohort study with four groups of potential risk factors (clinical, acute psychological, socio-demographic and chronic health). Probable PTSD at three months was the primary outcome while depression, anxiety, and mental and physical quality of life at three months were secondary outcomes.

Participants

The sample consisted of consecutive, highest acuity adult patients who received level three care in a large general ICU at University College Hospital, London, England between November 2008 and September 2009. In the UK, level three patients are those receiving mechanical ventilation for more than 24 hours or patients with two or more organs supported. Patients were recruited in the ICU when physicians determined they were showing signs of recovery; when they had capacity to give informed consent, and were awake, alert and able to communicate. They were not recruited on a specific day of their ICU stay, as patients woke up and became alert at different times. They were excluded if they were not English-speaking; had dementia or remained confused or had a low GCS (Glasgow Coma Scale) until their discharge from ICU; were unable to communicate until their discharge from ICU; had severe sensory impairment; or were deemed terminally ill (for example, were receiving palliative care).

Ethics

The study was approved by the Joint University College London/University College London Hospitals Committee on the Ethics of Human Research.

Procedure

ICU patient lists were checked daily to identify eligible participants who had received level three care during their stay. After being assessed for capacity by a health psychologist (the first author), and giving informed consent, patients completed a psychological questionnaire. Patients found to have current confusion or inability to communicate were recruited later in their stay, if and when these problems had resolved. Clinical and socio-demographic data were collected from electronic patient notes held in the ICU. Three months after discharge from the ICU, patients were sent a postal questionnaire, which included measures of PTSD, depression, anxiety, Health-Related Quality of Life (HRQL) and socio-economic circumstances.

Data collection

Socio-demographic data recorded include age, gender, ethnicity and socio-economic position, measured using the National Statistics Socio-Economic Classification [25]. The NS-SEC is a measure of employment relations and conditions of occupations, and is the most widely used measure of socio-economic positions in official UK statistics. The self-coded version of the NS-SEC used in this study has five classes of occupation: managerial and professional; intermediate; small employers and own account workers; lower supervisory and technical; semi-routine and routine. A sixth unclassified category was added.

Clinical data include: type of admission (elective surgical, emergency surgical, non-surgical), source of admission (theatre, ward, Accident & Emergency, other), acute physiology and chronic health evaluation II score (APACHE II) [26], length of stay (days), days of organ support, type of organ support, an infection biomarker (C-reactive protein) and highest therapeutic intervention (Therapeutic Intervention Scoring System, TISS) score during the admission [27]. The TISS score reflects the type and number of intensive care interventions received, with points added for each intensive care activity. Data on drugs administered included exposure to sleep medications (mainly zopiclone), benzodiazepines, anaesthetic agents (mainly propofol), antipsychotics, inotropes and vasopressors, systemically-administered corticosteroids, and opioids; number of psychoactive drug groups received (0 to 7); and the number of days patients were sedated.

Information on "chronic health" factors (chronic physical conditions, psychological history and alcohol use) was obtained from electronic medical records held in the ICU.

Psychological measures

All acute psychological reactions were assessed once a patient was able to respond to questions. Mood in intensive care was measured with 15 items (on anger, anxiety, depression, positive mood and confusion) from the validated Profile of Mood States [28]. Stress reactions were assessed using a newly developed 18-item intensive care stress reactions scale (ICUSS) as validated stress questionnaires did not contain items relevant to the ICU context. The ICUSS has four subscales: "physical stress" (difficulty breathing, pain, discomfort from tubes, anxiety about breathing), "delirious symptoms" (hallucinations, nightmares, disorientation, agitation), control (communication, control, confidence, information) and support (dignity, emotional support).

Memory items, (on being admitted to the ICU, the ICU stay, and presence and content of early intrusive memories in the ICU), were developed with guidance from Professor Brewin, an expert in intrusive memories and stress. The content of intrusive memories was qualitatively assessed as "factual" (real experiences in the ICU) or "unreal" (hallucinations or delusions experienced in the ICU). The validated Brief Illness Perception Questionnaire (BIPQ) [29] was used to measure patients' subjective illness perceptions including "timeline" (how long they believed their illness would last).

Outcome measures

Three months later, PTSD symptoms were assessed using the Post-traumatic Stress Diagnostic Scale (PDS), a well-validated instrument including a 17-item severity scale [30]. We selected the PDS as it conforms to diagnostic criteria for PTSD [5] and has high diagnostic agreement with the gold-standard Structured Clinical Interview for PTSD. Using a cut-point of 18 (on a scale of 0 to 51), shown to be a highly efficient scoring method [31], the PDS severity scale has sensitivity of 0.86, specificity of 0.87 and an overall efficiency of 0.87. Participants were asked to answer questions in relation to a specific trauma (in this case, admission to intensive care) according to PDS authors' instructions. Symptoms of depression were measured with the 20-item Center for Epidemiologic Studies Depression Scale (CES-D) [32], the most widely used measure of depression in epidemiological studies, validated for intensive care patients [33] and many other populations. We used a cut-point of 19 (on a scale of 0 to 60) rather than the usual 16, as recommended to deal with the effect of somatic items in patients with medical illness [34].

We assessed anxiety at three months using a validated short form of the State-Trait Anxiety Inventory (STAI) [35], a widely used questionnaire in many populations and health conditions. We used a cut-point of 44 (range of scores 0 to 80) as recommended for studies of medically ill patients [36]. The SF-12, extensively evaluated to establish reliability and validity, was used to measure quality of life. It yields mental and physical summary scales, transformed to have a mean of 50 and SD of 10 [37]. The follow-up questionnaire included an item about current or past psychological issues but few patients answered it, so we relied on electronic medical records to obtain details of psychological history. Three months was deemed a suitable time-point to measure outcomes, including acute PTSD [5], and to examine relationships between ICU clinical and stress factors and psychological outcomes.

Power

To obtain an initial estimate of the sample size required, a clinically significant difference in PTSD scores between two groups, defined by a binary risk factor (for example, sex), was deemed to be 10 points on the PDS [30]. For this effect size, 80% power and 5% significance, 34 patients were required in each of the two groups. As the analyses were to be carried out using multiple regression, with both continuous and categorical risk factors, the sample size needed to be inflated. With the initial sample size of 68, a correlation coefficient of 0.3 between a continuous risk factor and outcome could be detected [38]. To detect the same correlation coefficient (0.3) between a risk factor and outcome in a multiple regression model where all other variables in the model explained 30% of the total variation in outcome, calculations indicated that the sample size needed to be inflated by 40% [38]. This yielded a total sample size of 95 patients. A drop-out rate of approximately 30% was estimated on the basis of previous experience, raising the recruitment required to approximately 140 patients. During the study, the drop-out rate was higher than expected (36%) and 17 extra patients were recruited to ensure that the study retained power.

Statistical analysis

All statistical analyses were conducted using SPSS for Windows (version 14) (SPSS Inc., Chicago, Illinois, USA).

Distributions of risk factors were assessed with frequency histograms and statistical tests for normality. Ordinary least squares regression models were used with PTSD and other outcomes treated as continuous variables. Model building was carried out in stages so that highly correlated variables (which confounded each other) were not included in the same model and to ensure parsimony of the final model. To facilitate this, four groups of risk factors (clinical, acute psychological, socio-demographic and chronic health) were pre-defined.

(i) Univariable analysis. In this stage of analysis, each risk factor was related to each outcome to estimate unadjusted associations. Correlations, t-tests and one-way analysis of variance were used with, respectively, continuous, binary and categorical risk factors. Spearman's rank correlation coefficients were used if continuous risk factors were not normally distributed.

(ii) Multivariable analysis. In recognition of the number of potential variables being tested in these analyses and the associated implications for sample size, a two-stage multivariable process was used.

Stage one: Separate multivariable models were built for each outcome from risk factors within each of the four groups (clinical, acute psychological, socio-demographic and chronic health) to identify the "strongest" risk factors from each group. Risk factors included in this first stage of multivariable analysis were those that showed significant unadjusted associations (P <0.05) with outcomes in univariable analysis. This first stage of multivariable analysis was not carried out for a group where two or fewer significant risk factors were identified in the univariable analysis. No more than eight variables were entered into a regression in this stage of multivariable analysis due to the sample size of 100 (a rule of thumb is to have 10 to 15 times more observations than variables).

Stage two: The strongest risk factors from each group identified in the first stage of multivariable analysis (based on an adjusted significance level of P <0.01), were entered in a final series of multiple regressions to assess whether factors from different groups were independent of each other (also based on a significance level of P <0.01). Factors were entered in the following order: socio-demographic, clinical, chronic physical, acute psychological and psychological history (at this stage of analysis, chronic factors were split up into chronic physical and psychological history). Residuals were found to be normally distributed in all multivariable models with no evidence of multicollinearity.

Results

A total of 157 level three patients were assessed before discharge from the ICU, and 100 patients (64%) were followed up at three months (see Figure 1). Most patients were mechanically ventilated for more than 24 hours, and most were sedated with benzodiazepines or anaesthetic agents (Table 1). Patients had elevated mean scores for mood disturbance and stress reactions in ICU (Table 2). Some 65 to 75% had hallucinations, agitation and nightmares. Memory impairment, including amnesia for time spent in ICU or unwanted intrusive memories of intensive care, were common.

Figure 1
figure1

Flow diagram of patient recruitment and participation in a cohort study of psychological outcomes of intensive care survivors.

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Table 1 Participants' socio-demographic and clinical characteristics
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Table 2 Acute psychological responses in the Intensive Care Unit (ICU)
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Subsequently, the incidence of probable PTSD at three months was 27.1% (95%CI: 18.3%, 35.9%). Prevalence of probable depression was 46.3% (95% CI: 36.5%, 56.1%) and anxiety 44.4% (95% CI: 34.6%, 54.2%). In all, 55% of patients had psychological morbidity at three months. There were 16% of patients with prior history of psychological morbidity (depression in all cases). Mean mental quality of life was 43.9 (95% CI: 41.6, 46.3), six points below the population norm (50). Mean physical quality of life was 34.4 (95% CI: 32.3, 36.6), 16 points below the norm.

All psychological measures used had reliability (internal consistency), using Cronbach's alpha (0.91 for Profile of Mood States (POMS); 0.93 for PDS; O.91 for CES-D; and 0.88 for STAI). After principal components analysis, the ICU stress reactions scale was found to have four factors: physical stress, delirious symptoms, personal control and support. The total scale and three subscales were reliable (Cronbach's alphas: 0.83 (total); 0.78 (personal control); 0.74 (delirious symptoms); 0.75 (physical stress)). ICU stress reactions scores were highly correlated with POMS [28] scores (r = 0.73, P <0.01), suggesting concurrent validity. ICU stress reaction scores were also highly correlated with PTSD, depression and anxiety at three months, suggesting predictive validity.

PTSD

Because of the number of risk factors and outcomes investigated, the full three-stage statistical analysis is reported for PTSD only in the main paper. However, the same process was used for each outcome (see Tables 3 and 4 for univariable analyses of secondary outcomes, and Additional file 1 for further multivariable analyses tables).

Table 3 Unadjusted associations between clinical factors and psycho-social outcomes three months after intensive care
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Table 4 Unadjusted associations between socio-demographic variables, acute psychological reactions in ICU, and three month outcomes
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Univariable analysis - PTSD

Clinical risk factors significantly associated with PTSD were higher TISS scores, number of organs supported, days of mechanical ventilation, days of advanced cardiovascular support, days of sedation, number of drug groups and C-reactive protein during admission; and use of benzodiazepines, inotropes/vasopressors and anti-psychotics (see Table 3). Significant acute psychological risk factors for PTSD were total mood disturbance in ICU, ICU stress reactions (including delirious symptoms), loss of memory in ICU, early intrusive memories in ICU and three illness perceptions (Table 4). Patients with ICU memory loss were more likely to have early intrusive memories (62% vs 39%, P <0.05). No socio-demographic factors were significantly associated with PTSD. Psychological history and alcohol use were significant "chronic health" risk factors.

Multivariable analysis (stage one) - PTSD

All significant factors identified by univariable analysis were now entered into three separate regressions, according to group (there was no socio-demographic group for PTSD). Within the clinical group, the strongest risk factors for PTSD were days of sedation, use of benzodiazepines, use of antipsychotics and use of inotropes or vasopressors (see Additional file 1, Table S1). Within the acute psychological group, the strongest risk factors were total ICU mood, intrusive memories and perceived illness timeline (Additional file 1, Table S2). Within the chronic health group, psychological history and alcohol use remained significant (Additional file 1, Table S3).

Multivariable analysis (stage two) - PTSD

The strongest risk factors from the groups identified by stage one multivariable analysis were now entered together in a final multiple regression (Table 5). As there were nine variables, the weakest of the four clinical factors (inotropes) was not included in this regression. Increasing duration of sedation was shown to be the strongest clinical risk factor for PTSD (Table 5, column 1). Overall, the strongest independent risk factors for PTSD were three acute psychological factors (ICU mood, intrusive memories and perceived illness timeline) and a chronic factor, psychological history (Table 5, column 3).

Table 5 Final multiple regression models of strongest* risk factors for post-ICU PTSD at three months
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Depression and anxiety

For secondary outcomes, depression and anxiety, only stage two of multivariable analysis is reported here. See Additional file 1, Tables S4-S6 for stage one multivariable analyses carried out for depression and anxiety.

Stage two multivariable analysis - depression

Receiving benzodiazepines in intensive care was the strongest clinical risk factor for depression (Table 6, column 1) after adjusting for socio-demographic factors. ICU mood, socio-economic position and psychological history were the strongest independent risk factors for depression in the fully adjusted model (Table 6, column 3).

Table 6 Final multiple regression models of strongest* risk factors for post-ICU depression at three months
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Stage two multivariable analyses - anxiety

Receiving inotropes or vasopressors was the strongest clinical risk factor for higher anxiety (Table 7, column 1). Socio-economic position, chronic physical health, ICU mood and psychological history were the strongest independent risk factors for anxiety in the final model (Table 7, column 3).

Table 7 Final multiple regression models of strongest* risk factors for post-ICU anxiety at three months
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Multivariable analyses - quality of life (mental component)

As relatively few risk factors were identified for quality of life in univariable analyses, only one stage of multivariable analysis was necessary (Additional file 1, Table S7). Use of inotropes or vasopressors was the strongest clinical risk factor for worse mental quality of life (mean difference = -4.21 points on the SF-12 mental summary scale (95% CI: -8.45, 0.03)). ICU mood, chronic physical health and socio-economic position were the strongest independent risk factors for mental quality of life in the fully adjusted model.

Multivariable analysis - quality of life (physical component)

Better physical quality of life was most strongly associated with ICU steroid usage (mean difference = 4.81 points on the SF-12 physical summary scale, (95% CI: 1.66, 9.27) P <0.05). Steroids confounded the effect of chronic physical conditions on physical quality of life. Use of anaesthetic agents and the illness perception "timeline" were also independent predictors of better physical quality of life (see Additional file 1, Table S8).

Relative contributions of risk factors

In the final regression models for PTSD, depression, anxiety (see Tables 5, 6, 7) and mental quality of life (Additional file 1, Table S7), the strongest clinical risk factors became weaker (effect sizes or unstandardised coefficients were reduced by up to a half) and were non-significant when acute psychological factors were added. This suggests that acute psychological reactions partially explained (or mediated) the effects of clinical risk factors on psychological outcomes. Additional mediational analyses carried out, but not reported here, confirmed that most associations between clinical risk factors and outcomes were mediated by acute psychological risk factors. Background factors, such as socio-economic position and chronic health (physical and psychological), were also strong, independent risk factors of psycho-social outcomes but did not confound the effects of acute psychological reactions in intensive care.

Discussion

In this prospective study, we found that level three patients with mixed diagnoses suffer considerable psychological distress both during and following a general ICU admission. Three months after being discharged, 27% had probable PTSD symptoms, 46% had probable depression and 44% had anxiety. Our PTSD estimate is broadly consistent with a systematic review in which median point prevalence of PTSD was 22% [1] and the expectation that 25 to 30% of people develop PTSD after a trauma [39]. Post-ICU depression and anxiety rates were high in this study, compared to 28% depression reported in a systematic review [2] and anxiety rates varying from 5 to 43% [3]. The varying rates of morbidity may be explained by differences in populations, admission criteria, and methods and timing of assessments. We believe our prevalence estimates are credible due to the high quality of questionnaires used to measure psychological morbidity and the representativeness of our level three samples.

Patients had high mean scores for mood disturbance and stress (see Table 2) in response to sleep deprivation, difficulty breathing, pain, inability to communicate, low control, hallucinations and nightmares. These stress reactions were measured during their ICU admission. Previous studies measured stress in ICU retrospectively [17] or in sub-groups, such as chronically critically ill [6] or terminally ill [8] patients. The presence of delirium has been well documented in intensive care patients [9, 40]. In this study, we were interested in measuring specific delirium symptoms, such as hallucinations, nightmares and agitation, which we found to be at high levels.

Acute psychological risk factors for PTSD, identified in univariable analysis, include higher intensive care stress and delirious symptom scores (measured using the ICUSS). Associations were also found between ICU stress and delirious symptoms, and subsequent depression. However, in spite of moderate to large effect sizes, ICU stress and delirious symptoms were confounded by the variable ICU mood in the first stage of multivariable analysis. ICU mood and stress may have been overlapping variables [41] with mood showing slightly larger effect sizes. As one sub-scale in the ICU stress reactions scale was found unreliable and did not correlate with outcomes, omitting this sub-scale might increase the scale's utility in future.

The strongest acute psychological risk factors for PTSD identified in multivariable analysis were mood in the ICU, the perceived timeline of illness and early intrusive memories of intensive care. The strongest acute psychological risk factor for depression was also mood in the ICU. This mood variable was composed of symptoms, such as anger, nervousness, low mood and confusion. The first three are common stress reactions while the latter is arguably related to hypoxia, sedation or delirium. The identification of ICU mood as one of the strongest risk factors in the study suggests that emotional stress reactions in intensive care may be a trigger for, or early manifestation of, future psychological morbidity.

It was of interest that early intrusive memories in intensive care were associated with memory loss. Patients who remembered little of their ICU stay were more likely to have early intrusive memories than those who remembered more. It is known that periods of unconsciousness do not preclude the development of intrusive memories [42]. Other ICU studies emphasise the relationship between "delusional" memories and PTSD [12, 20] but in our study there was no significant difference in outcomes between patients with factual or delusional intrusive memories. There is no consensus in the wider PTSD literature about the significance of early intrusive memories that immediately follow a trauma. Some studies predict successful recovery, but others predict a worse outcome [39].

Turning to clinical risk factors, it was of interest that many variables, such as TISS score [27], duration of mechanical ventilation and cardiovascular support, number of organs supported, drug groups given and length of sedation, were associated with PTSD in the univariable analysis. These results suggest that a level three admission, particularly when it involves multiple drugs and escalating invasive interventions, may be a traumatic stressor that can trigger PTSD symptoms if the patient survives.

During the first stage of multivariable analysis it emerged that the strongest clinical risk factors for PTSD were drug-related variables, particularly the number of days of sedation. In previous studies, PTSD was found to be associated with other aspects of sedation [12, 17, 18, 21]. Our study also found strong associations in the first stage of multivariable analysis between other ICU drugs and psychological outcomes, including benzodiazepines and depression; inotropes/vasopressors and anxiety; and both steroids and anaesthetic agents (mainly propofol) with improved physical quality of life.

It has been hypothesised that benzodiazepines trigger depression by reducing central monoamine activity [43]. The association between benzodiazepine use in the ICU and delirium [11, 12] also suggests pathways leading to long-term psychological morbidity. The association between inotropes and vasopressors in intensive care and subsequent anxiety has not previously been reported, although receiving noradrenaline or adrenaline was associated with short-term anxiety in medical patients [44]. These medications are known to enhance emotional memories [39], which are prominent in anxiety disorders. However, patients receiving inotropes and vasopressors are at risk for inadequate brain perfusion. Therefore, it should not be assumed the association is causal.

Regarding the association between corticosteroids and improved physical quality of life, it could be hypothesised that steroids offer protection by modifying the inflammatory response. In another study, patients receiving steroids in intensive care had a lower rate of PTSD [45]. However, caution is needed as the use of corticosteroids in intensive care has previously been associated with long-term physical impairments [46].

Few socio-demographic risk factors were identified in the analyses, perhaps suggesting that the stressful effects of intensive care transcend age or gender. However, lower socio-economic position was found to predict depression, anxiety and mental quality of life, although not PTSD. It may be that PTSD symptoms are directly triggered by traumatic experiences in intensive care, while depression and anxiety at three months are more affected by socio-economic factors. No previous studies of psychological outcomes after intensive care included a valid measure of socio-economic position, although this has been shown to predict mortality in ICU patients [4, 47].

The most important finding in this study was that acute psychological reactions were among the strongest risk factors for post-ICU psychological morbidity. The second stage of multivariable analysis demonstrated that associations between clinical factors, such as duration of sedation, and outcomes, such as PTSD, were weakened when acute psychological factors were added to the regression. This suggests that the effects of clinical factors on outcomes were partially explained (or mediated) by acute psychological reactions. It is important to note that the effects of acute stress reactions in the ICU on outcomes were not confounded by psychological history. Thus, stress in the ICU was found to contribute to future psychological morbidity independently of pre-existing psychological problems.

These results suggest that, as well as modifying clinical and sedation practices in the ICU, psychological interventions aiming to mitigate acute stress reactions in intensive care might have a positive impact on poor psycho-social outcomes.

The strengths of this study include the measurement of several important psychological outcomes with validated questionnaires, and of a comprehensive set of risk factors. The prospective design and participation of a representative sample of highest acuity "level three" general ICU patients, who are difficult to recruit, are also positive aspects of the study. The study was fully powered to detect associations between risk factors and outcomes using multiple regression models.

Limitations include the use of a single-centre. Another limitation was the necessary exclusion of patients who remained confused throughout the intensive care admission. Psychological questionnaires were used rather than clinician diagnosis of outcome. The ICU Stress Reactions Scale (ICUSS) was not validated before the study. However, this innovative instrument enables the measurement of ICU stress reactions in real time, not retrospectively, and preliminary validational data for the scale were collected. Records of patient's past medical history may not have been complete. The loss of 36% of participants to follow-up was due to death, homelessness, disability and hospitalisation. However, 90% of the patients who were able to participate in follow-up, completed the study.

Conclusions

This cohort study revealed that level three patients suffered considerable psychological morbidity after intensive care. We detected associations not found in previous studies: between inotropes/vasopressors and post-ICU anxiety; corticosteroids and better physical quality of life; and between delirious symptoms, early intrusive memories and memory loss with depression and PTSD. Our results lend weight to limited existing evidence that sedation is linked to depression and PTSD after intensive care. It was striking that different drug-related clinical risk factors were correlated with different outcomes, and further studies to assess mechanisms are warranted. The most important finding was that acute stress reactions in the ICU were stronger risk factors than clinical factors. This lends hope that modifying psychological as well as pharmacological risk factors may be possible, and preventative approaches to ICU stress could be developed and evaluated.

Key messages

  • High rates of psychological morbidity were found among level three patients three months after intensive care: PTSD (27%), depression (46%) and anxiety (44%).

  • Strong acute psychological reactions in intensive care were among the risk factors most strongly associated with later psychological morbidity.

  • Clinical risk factors for poor psychosocial outcomes included duration of sedation (PTSD); use of benzodiazepines (depression); inotropes and vasopressors (anxiety) and corticosteroids (better physical quality of life).

  • The correlation of different clinical risk factors with different psychosocial outcomes suggests that investigations of psychobiological mechanisms are warranted.

  • The risk factors identified suggest that psychological interventions, as well as pharmacological modifications, have the potential to reduce poor outcomes after intensive care.

Abbreviations

APACHE:

Acute Physiology and Chronic Health Evaluation

BIPQ:

Brief Illness Perception Questionnaire

CES-D:

Center for Epidemiologic Studies Depression Scale

DSM-IV:

Diagnostic and Statistical Manual of Mental Disorders (4th Ed)

GCS:

Glasgow Coma Scale

HRQL:

Health-Related Quality of Life

ICU:

Intensive care unit

ICUSS:

Intensive Care Stress Reactions Scale

MV:

Mechanical ventilation

NS-SEC:

National Statistics Socio-Economic Classification

PDS:

Post-traumatic Stress Diagnostic Scale

PTSD:

Post-traumatic stress disorder

POMS:

Profile of Mood States

STAI:

State-Trait Anxiety Inventory

TISS:

Therapeutic Intervention Scoring System

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Acknowledgements

We are extremely grateful to Dr. Robert Shulman, the intensive care pharmacist at UCLH, for sharing his expertise in relation to ICU drugs. We would like to thank Abu Bakarr Karim and Raksa Tupprasoot for their help with data collection. This study was funded by a Medical Research Council (MRC) PhD studentship awarded to Dorothy Wade. Rosalind Raine, David Howell and Michael Mythen receive a portion of their funding from the UCLH/UCL National Institute of Health Research Biomedical Research Centre. Rebecca Hardy is supported by the MRC.

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Affiliations

  1. Department of Applied Health Research, University College London (UCL), 1-19 Torrington Place, London, WC1E 7HB, UK

    Dorothy M Wade & Rosalind A Raine

  2. Critical Care Unit, University College London Hospitals NHS Foundation Trust (UCLH), 235 Euston Rd, London, NW1 2BU, UK

    Dorothy M Wade, David C Howell, Susana Borja-Boluda & Claire F Matejowsky

  3. Psychology Department, Institute of Psychiatry, Kings College London, Guy's Campus, Thomas St, London, SE1 9RT, UK

    John A Weinman

  4. MRC Unit for Lifelong Health and Ageing, University College London, 33 Bedford Place, London, WC1B 5JU, UK

    Rebecca J Hardy

  5. UCLH/UCL NIHR Biomedical Research Centre, Maple House, 149 Tottenham Court Rd, London, W1T 7DN, UK

    Michael G Mythen

  6. Psychology Department, University College London, Gower St, London, WC1E 6BT, UK

    Chris R Brewin

Authors
  1. Dorothy M Wade
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  2. David C Howell
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  3. John A Weinman
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  4. Rebecca J Hardy
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  5. Michael G Mythen
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  6. Chris R Brewin
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  7. Susana Borja-Boluda
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  8. Claire F Matejowsky
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  9. Rosalind A Raine
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Corresponding author

Correspondence to Dorothy M Wade.

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Competing interests

The authors declare that they have no competing interests.

Authors' contributions

DW conducted the study under the academic supervision of RR, JW, RH and CB. RH led the design of the analysis plan. DH and MM contributed to study design, and provided clinical support and advice at every stage of the project. SB and CM advised on the inclusion of ICU clinical risk factors and helped DW with data collection. DW drafted the initial report and the other authors revised it. All authors read and approved the final version of the paper.

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Wade, D.M., Howell, D.C., Weinman, J.A. et al. Investigating risk factors for psychological morbidity three months after intensive care: a prospective cohort study. Crit Care 16, R192 (2012). https://doi.org/10.1186/cc11677

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Keywords

  • Intensive Care Unit
  • Clinical Risk Factor
  • Illness Perception
  • Psychological Morbidity
  • Chronic Physical Condition

Critical Care

ISSN: 1364-8535