- Open Access
Effect of postextubation high-flow nasal cannula therapy on lung recruitment and overdistension in high-risk patient
Critical Care volume 24, Article number: 82 (2020)
- The Letter to this article has been published in Critical Care 2020 24:184
Postextubation high-flow nasal cannula (HFNC) is used as a support therapy in high-risk patients in ICU. This study aimed to determine the effects of HFNC therapy on lung recruitment and overdistension assessed by electrical impedance tomography (EIT).
Twenty-four patients who received HFNC within 24 h after extubation were prospectively enrolled in this study. EIT was used to monitor regional lung ventilation distributions at baseline (conventional oxygen therapy) and three flow rate levels of HFNC therapy (20, 40, and 60 L/min). Change of end-expiratory lung impedance (ΔEELI), regional recruitment (recruited-pixels) and overdistension (overdistended-pixels), and lung strain change were determined by EIT. EIT images were equally divided into four ventral-to-dorsal horizontal regions of interest (ROIs 1, 2, 3, and 4). “Overdistension-by HFNC” due to HFNC is defined as an increase of overdistened-pixels > 10 than baseline. Patients were divided into two groups: (1) high potential of recruitment (HPR), recruited-pixels > 10 pixels at 60 L/min than baseline, and (2) low potential of recruitment (LPR), recruited-pixels < 10 pixels at 60 L/min than baseline.
When the flow rate gradually increased from baseline to 60 L/min, a significant and consistent increasing trend of global ΔEELI (%) (p < 0.0001), recruited-pixels (p < 0.001), and overdistended-pixels (p = 0.101) was observed. Moreover, the increase of ΔEELI was mainly distributed in ROI2 (p = 0.001) and ROI3 (p < 0.0001). The HPR group (13/24 patients) had significantly higher recruited-pixels than the LPR group (11/24 patients) at 20, 40, and 60 L/min. There were no significant differences in PaO2/FiO2, ΔEELI (%), and overdistention pixels between the two groups. The HPR group had 13 patients in which no one had “overdistension-by HFNC”, and the LPR group had 11 patients in which 4 patients had “overdistension-by HFNC” (0/13 vs. 4/11, p = 0.017).
Using EIT could identify diverse effects of HFNC on lung regional ventilation in postextubation situations. Further study is required to validate using “HFNC effect” based on lung recruitment and overdistension by EIT in clinical practice.
The study was retrospectively registered at www.clinicaltrials.gov (no. NCT04245241).
Using EIT could identify the effects of HFNC on lung regional recruitment and overdistension. Moreover, the effect varied among individuals.
Classification of “HFNC effect” based on lung recruitment/non-recruitment and overdistension/non-overdistension might be helpful to guide HFNC therapy in post-extubation situations. Further study will be required to validate the meaning of this classification in clinical practice.
The utilization of high-flow nasal cannula (HFNC) therapy in the ICU has gained great attention as a bridge therapy after early extubation. It has been used as a first-line strategy for extubation patients at a high risk of hypoxemia [1, 2]. Recent studies have shown that HFNC therapy improves respiratory drive and lung mechanics  and enhances CO2 removal [4,5,6]. A number of studies have described low levels of airway pressure associated with increased end-expiratory lung volume and improved oxygenation with HFNC therapy [4, 7,8,9,10,11,12,13]. Moreover, HFNC can improve global and regional lung aeration [3, 14]. In all these clinical and physiologic studies, the set HFNC flow rates were extremely heterogeneous, ranging between 15 and 100 L/min [1, 8, 11, 15]. This may be related to the complexity of the estimated gas distribution of different flow rates and may make it difficult to select an appropriate flow rate for individual patients.
However, Piastra et al. reported uncommon barotrauma using HFNC therapy (2 L/kg/min, FiO2 0.6) in young infants . Thus, the lung injury induced by HFNC therapy should also be carefully considered. Lung overdistension and stress and strain are the primary determinants of ventilator-induced lung injury . Electrical impedance tomography (EIT) is a noninvasive, non-ionizing bedside method of monitoring impedance changes related to different lung conditions, especially those related to regional ventilation, such as lung regional recruitment and overdistension during PEEP titration in ARDS patients [18, 19]. To our knowledge, no one has quantified lung regional response (recruitment, overdistension, and cyclic alveolar collapse) to HENC therapy at different flow levels in critically ill patients.
The aims of this study were as follows: (1) to investigate the effects of HFNC on lung recruitment and overdistension by EIT and (2) to explore a potential method of using EIT for optimal HFNC therapy in clinical practice.
Patients and methods
The Institutional Research and Ethics Committee of the Peking Union Medical College Hospital approved this study for human subjects. Written informed consent was obtained from all patients or next of kin before data were included in the study.
When the research team was available, adult critically ill patients who received HFNC therapy within 24 h after the extubation were enrolled. Local indications of HFNC therapy after extubation were the following: (1) high-risk of acute respiratory failure after extubation, such as major surgery, basic cardiac dysfunction, basic lung dysfunction, and mechanical ventilation > 7 days, and (2) presentation of occult respiratory failure after extubation—PaO2/FiO2 < 300, SpO2 < 92%, and/or respiration rate > 25 bpm. Patients were excluded from the study if they were aged < 18 years, were pregnant, had a body mass index (BMI) over 50 kg/m2, had ribcage malformation, or had any contraindication against using EIT monitoring (automatic implantable cardioverter defibrillator, chest skin injury, etc.).
At enrollment, we collected physiological data at baseline, including height and weight, to assess the BMI, APACHE-II score, days of intubation, and PaO2/FiO2 ratio. Respiratory (RR), peripheral oxygen saturation (SpO2), ROX index (ratio of SpO2/FiO2 to RR), and hemodynamic parameters, including heart rate (HR) and mean arterial pressure (MAP), were obtained at different flow rates. Moreover, the inspiratory and expiratory times were derived from the EIT curve, and PI was measured via the patient’s finger by using the IntelliVue MP70 monitor (Philips Medical Systems, Boblingen, Germany). The MP70 system calculates the PI as the ratio between the pulsatile component and the non-pulsatile component of the light reaching the light-sensitive cell of the pulse oximetry probe.
The flow rate of HFNC was gradually increased to achieve the preset three levels (20, 40, and 60 L/min), and each flow level was maintained for 20 min to maintain a balance of airway pressure. The entire study lasted approximately 80 min. The patient’s condition before HFNC therapy was defined as baseline, which also was taken as zero flow rate of HFNC. Moreover, patients were in a semi-recumbent position during the study period. Conditioned medical air (FiO2 0.30) was delivered via an HFNC (Optiflow, Fisher & Paykel Healthcare, Auckland, New Zealand). The humidifier (MR850, Fisher & Paykel Healthcare, Auckland, New Zealand) temperature was set to 37 °C, and the air was delivered by medium-sized, silicon nasal cannulae (RT050/051, Fisher & Paykel Healthcare, Auckland, New Zealand). The subjects were asked to breathe with their mouth closed during the procedure.
EIT measurements were obtained with PulmoVista (Dräger Medical, Lübeck, Germany). During the protocol, a silicone EIT belt with 16 surface electrodes was placed around the patient’s thorax in one transverse plane corresponding to the 4th intercostal parasternal space and was then connected to the EIT monitor for bedside visualization. Electrical alternating currents were applied in a sequential rotating process through adjacent electrode pairs. The resulting differences in surface potential between neighboring electrode pairs were measured. The stimulation frequency and amplitude were adjusted automatically by the EIT device to minimize the influence of background noise. EIT measurements were continuously performed at 20 Hz. In addition, the data were digitally filtered using a low-pass filter with a cutoff frequency of 0.67 Hz to eliminate cardiac-related impedance changes. EIT scans consist of images showing impedance with a 32 × 32-color-coded matrix. EIT data were analyzed offline according to a previously described EIT-based algorithm .
Analysis and definition of EIT data
Moreover, the change of EELI (ΔEELI) and the change of TV (ΔTV) were determined relative to the baseline EELI and TV. The related definitions were the following:
EIT images were divided into four symmetrical, non-overlapping and ventral-to-dorsal horizontal regions of interest (ROIs), ranging from the gravity-independent areas to the gravity-dependent areas, namely, the ventral (ROI1), mid-ventral (ROI2), mid-dorsal (ROI3), and dorsal (ROI4) regions. Gravity-independent regions were defined as ROI1 + ROI2, and gravity-dependent regions were defined as ROI3 + ROI4.
EIT images at end-inspiration and end-expiration were identified. Tidal image = end-inspiration image − end-expiration image .
End-expiration image pixels = all pixels higher than 25% of the maximum pixel value in the image. Tidal image pixels = all pixels higher than 20% of the maximum value in the image of tidal breathing .
Recruited regions (pixels) are defined as newly aerated pixels at different flow rates of 20, 40, and 60 L/min compared to baseline .
Overdistended regions (pixels) are defined as aerated pixels that did not join in tidal ventilation at the same flow rate . Hence, the overdistended region pixels are equal to “end-expiration image pixels” minus “tidal image pixels”.
Δoverdistended-pixels = Difference in overdistended pixels between 20/40/60 L/min than baseline; moreover, “overdistension-by HFNC” caused by HFNC was defined as an increase of Δoverdistended-pixels > 10 at 60 L/min than baseline.
Tidal recruitment/derecruitment (cyclic alveolar collapse) regions (pixels) are defined by new aerated pixels from tidal variation to end expiration .
Patients were divided into two groups: (1) high potential of recruitment (HPR), recruited-pixels > 10 pixels at 60 L/min than baseline, and (2) low potential of recruitment (LPR), recruited-pixels < 10 pixels at 60 L/min than baseline.
Statistical analyses were performed using Prism 7 (GraphPad Software, San Diego, CA, USA) and the SPSS 24.0 software package (SPSS Inc., Chicago, IL, USA). This is a self-controlled paired study, and the sample size was calculated using the following formula: n = (Z1 − a/2 + Z1 − β)2Sd2/(μt − μc)2
where α is 0.05, β is 0.1, and Sd is the standard deviation of the difference before and after the HENC intervention. μt − μc is the difference between the follow-up and baseline groups. The sample size was estimated based on ΔEELI (%) . The mt (SD) and mc (SD) were 74 (174) and 230 (237) based on a previous study, respectively, with a correlation coefficient of 0.6. The minimum sample size to obtain a study power of 90% was 18 pairs. The Mann–Whitney test was used for comparisons of groups (HPR group vs. LPR group). Normal distribution was assessed with Kolmogorov-Smirnov normality test. Normally distributed results are presented as mean ± SD whereas non-normally distributed results are presented as median (25th–75th percentile). Comparisons of the trends of the related parameters according to the different flow rates were performed using a General Linear Model Repeated Measures (GLMRM) [21, 22]. This model is an extension of the classical ANOVA, which allows handling both fixed effect (different flow) and random effect (patient). GLMRM takes into account the correlation between multiple measurements on one patient and thus the estimated marginal means were adjusted for the covariates and the trends of related EIT parameters corresponding to the different flow. When Mauchly’s test of sphericity is not demanded (p < 0.05), Epsilon (Greenhouse-Geisser) was used for the corrected test . All statistics were two-tailed, and a p value of less than 0.05 was considered to be significant.
From May 2018 to July 2019, a total of 24 patients were enrolled. The main characteristics of the patients are summarized in Table 1. The mean patient age was 66 ± 11, and 10/24 (53%) were men. Moreover, the mean days of mechanical ventilation before extubation was 5 ± 3. Twenty-two postoperative patients were intubated and mechanically ventilated at the beginning of anesthesia. The other two patients received invasive ventilation because of respiration failure.
Effects of HFNC therapy on ΔEELI and lung recruitment, overdistension, and tidal recruitment at different flow rates
The trend of global ΔEELI significantly increased (p < 0.0001). The increased gas volume was mainly distributed in ROI2 (p = 0.001) and ROI3 (p < 0.0001), but the trend in ROI1 (p = 0.131) and ROI4 (p = 0.345) was not significant from baseline to 60 L/min flow rate (Fig. 1).
The recruitment regions at flow rates of 20, 40, and 60 L/min were 5 (5,17), 9 (1,27), and 11 (1,22) pixels (p < 0.0001), respectively. Moreover, the global and regional ΔTV, overdistended pixels, and tidal recruitment /derecruitment pixels did not change significantly with the introduction of HFNC therapy compared to baseline (Table 2).
Effects of HFNC therapy on respiratory and hemodynamic parameters
Regarding hemodynamic parameters, no significant changes were observed during the study phases (Table 3). Moreover, inspiration (p = 0.345) and expiration times (p = 0.967), ROX index (p = 0.120), and RR (p = 0.144) remained stable over all study phases. However, a significant change trend of SpO2 (p = 0.029) was found during the various flow rate change.
Differences between HPR and LPR groups
Thirteen patients could be categorized to the HPR group (in which 12 patients were postoperative), and 11 patients to the LPR group (in which 10 patients was postoperative). Baseline characteristics of HPR and LPR groups are compared in Table 4. There were no significant differences in PaO2/FiO2, ROX index, and days of intubation between these two groups at baseline.
Evolutions of related parameters between HPR and LPR groups at different flows are shown in Table 5. The estimated marginal means of recruited-pixels at different flow rates between HPR and LPR groups are shown in Fig. 2. The HPR group had a significant higher recruited regions (pixels) than the LPR group at different flow rates (20 L/min, 12 (7,24) vs. 0 (0,5) p = 0.001; 40 L/min, 17 (10,41) vs. 0 (0,8) p = 0.002; and 60 L/min, 20 (16,42) vs. 0 (0,8) p < 0.0001). There was no significance in overdistension-pixels, tidal recruitment/derecruitment (pixels), and Δoverdistension-pixels (from baseline) between the two groups. However, the LPR group had a significantly higher percentage of “overdistension-by HFNC” patients than the HPR group (0/13 vs. 4/11, p = 0.017).
In extubated patients within 24 h of undergoing HFNC therapy, in addition to improving the EELI and lung aeration distribution, a high flow rate also induces regional recruitment and overdistension. However, those effects varied among individuals.
Effects of HFNC therapy on lung recruitment, overdistension, and tidal recruitment
As shown in a previous study, HFNC may induce lung injury barotraumas in infants . In our study, we found that HFNC therapy may induce overdistension, which may be related to the lung injury. Additionally, compared to baseline, HFNC therapy could decrease pulmonary atelectasis and increase overdistension. Meanwhile, tidal recruitment/derecruitment (also present in healthy lungs ), which reflects the potential of lung recruitment, was not decreased significantly by HFNC therapy. Furthermore, we distributed all patients into two types from 0 L/min to 60 L/min: (a) in HPR, thirteen patients showed recruitment (mainly in the dorsal region) with decreased tidal recruitment/derecruitment and without lung overdistension and (b) in LPR, seven patients showed neither recruitment nor overdistension and four patients showed overdistension (mainly in the ventral region) without lung recruitment. Thus, patients classified as type HPR may have a greater potential for recruitment and a lower risk of overdistension, which indicates that HFNC therapy may benefit these patients and that higher flow rates may be required. Patients classified as type LPR may have limited potential for recruitment and a higher risk of hyperinflation, which indicates that HFNC therapy may induce lung injury and should be used cautiously and that the flow rate should be reduced. Moreover, higher flow rates may induce lung recruitment and may lead to hyperinflation in small patients of type LPR, which requires further research. Therefore, HFNC therapy is likely to be beneficial to most patients but can induce lung injury in a small proportion of patients; thus, the flow rate should be selected cautiously among different patients.
Effects of HFNC therapy on lung strain change
High values of dynamic lung strain (lung deformation caused by tidal volume) and static lung strain (lung deformation caused by positive end-expiratory pressure (PEEP)) are associated with lung injury [25,26,27]. However, little is known regarding the influence of flow rates on lung strain during HFNC therapy. EIT has been used to evaluate the lung regional effects of HFNC on change of global and regional end-expiratory lung impedance (EELI) [20, 28], along with change of tidal variation (ΔTV) . Protti et al. showed that in an animal model, for the same global strain, a large static strain is less harmful than a large dynamic strain . In the present study, lung strain could also be deduced by the related EIT parameters (deduction procedure was documented in the online Additional file 1). Given a stable unchanged tidal volume, patients classified as HPR (type HPR, with lung recruitment while receiving HFNC therapy) may have lower dynamic and static lung strain, and patients classified as LPR (types LPR, without lung recruitment while receiving HFNC therapy) have unchanged dynamic lung strain and higher static lung strain, meaning that these patients may have a higher risk of lung injury. Therefore, HFNC therapy may be beneficial for some patients (HPR) by inducing lung recruitment without causing overdistension and may be harmful for patients (LPR) who do not show lung recruitment while receiving HFNC therapy, which may be a foundation for daily clinical flow rate selection.
Effects of HFNC therapy on lung aeration distribution
Previous studies showed that HFNC may increase the lung volume (EELI) [3, 14]; we also found the same result. Furthermore, we also found that early extubated patients exhibited heterogeneity in the gas distribution between the gravity-independent and gravity-dependent lung regions because of atelectasis in the gravity-dependent region. In addition, as the flow rate increased, the EELI of the gravity-dependent region also increased due to recruitment. Moreover, the high flow reopened the medial-ventral and medial-dorsal regions of the lung, showing heterogeneity, mainly because of the limited airway pressure of HFNC therapy (Parke et al. observed that for each increase of 10 L/min in the flow rate, the mean airway pressure increased by 0.69 cm H2O ). Thus, it is necessary to monitor the gas distribution to avoid ventilation heterogeneity and to select an appropriate flow rate when using HFNC therapy.
Effects of HFNC therapy on hemodynamics and respiratory parameters
Regarding hemodynamics, we did not find obvious differences among the flow rates, meaning that 20 min of HFNC therapy may have little influence on hemodynamics. Moreover, several studies conducted in patients with high baseline RR (25 ± 3 breaths/min) [4, 9] have shown that HFNC therapy may improve the breathing pattern. In addition, the ROX index also was used to assess the effect of HFNC therapy and predict the outcome of HFNC [30,31,32]. However, we did not find such an effect (decrease of RR and increase of ROX index) of HFNC in the present study. Several potential reasons are the following: (a) Most of the patients were at relatively normal respiratory status without obvious hypoxia (SpO2 97 ± 2%, RR 22 ± 6 bpm) at the baseline. In the present study, the primary aim of using high-flow nasal cannula therapy to prevent respiratory failure in a high-risk patient; (b) the inability of the RR (approximately 20 breaths/min) to be changed in such a short time period (20 min).
Study strengths and limitations
Our study needs to be interpreted within the context of its strengths. The greatest interest of this study is that a heterogeneous response to different HFNC flows was found in this study. Marui et al. reported that an increasing HFNC flow rate progressively decreased inspiratory effort and improved lung aeration, dynamic compliance, and oxygenation in patients with acute hypoxemic respiratory failure . However, some contrary results were reported in different studies using HFNC for post-extubation patients. Corley et al. found that HFNC did not improve atelectasis, oxygenation, respiratory rate, or dyspnea, nor did it reduce rates of failure of allocated therapy in recently extubated obese patients . Maggiore et al. showed that HFNC improved oxygenation, comfort, and the reintubation rate in the post-extubation setting . Our study also supported the idea that HFNC should be of benefit to some selected patients rather than to all patients . In the present study, different patients had different responses to HFNC: 13 patients showed recruitment without overdistension, 7 patients showed neither recruitment nor overdistension, and 4 patients showed non-recruitment with overdistension. These results may be helpful for clinicians to select appropriate flow rates. However, how exactly to use the EIT approach to (1) decide if a patient should receive HFNC and (2) titrate an optimal flow rate for those who need HFNC will require further research. Based on the implications of these findings, a conceptual schematic for using EIT guide HFNC therapy is presented in Fig. 3.
Several limitations should be acknowledged. First, the study period may be considered to be not long enough to evaluate other relevant clinical outcomes. Second, EIT images display approximately one-third the area of the lungs; therefore, they cannot be used to measure lung volume changes along the vertical axis. Nevertheless, previous studies have shown good agreement between the findings of EIT and those of other reference methods that measure the whole lung volume . Third, while HFNC therapy may induce both lung recruitment and overdistension in some patients at the same time, this phenomenon was not reproduced in our study because the pressure produced by HFNC therapy was large enough. However, for the safety of the patients, we did not choose flow rates higher than 60 L/min. Fourth, our study compared different flow rates in an effort to assess an optimal flow rate (induce recruitment with minimal overdistension), but the data were not conclusive; thus, further study is required. Moreover, using recruited-pixels > 10 as regional lung recruitment and overdistended-pixels > 10 as regional overdistension might be arbitrary; thus, further study is required to validate the related cutoff values. However, we showed lung recruitment, overdistension, and tidal recruitment/derecruitment at baseline and at different flow rates, and HFNC for 20 min was able to decrease the dynamic and static lung strain in some patients. Fifth, working of breathing (WOB) and diaphragm protection were not measured in the present study. Reduction of WOB and diaphragm protection might be more relevant than lung recruitment during the HFNC therapy in postoperative patients. Further study is required to investigate the relationship of diaphragm protection and lung recruitment during the HFNC therapy. Combining diaphragm protection and lung recruitment might be more suitable and effective. Sixth, air trapping may exist in smokers, which may affect the overdistension results; however, we did not detect the phenomenon in this study. Seventh, with the aim to titrate an optimal flow rate in practical terms, the three phases of different flow rates were stepwise elevated but not be randomized. To control the carryout effect, the flow rate gradually increased (from 0 → 20 → 40 → 60 L/min). An increased flow rate was accompanied by the elevation of airway pressure, and theoretically, the former (low) flow rate had little effect on the later (high) flow rates. However, 20 min in each period should have been sufficient to achieve a stable effect on lung volume and gas exchange in this study. Parke et al. reported that airway pressure can stabilize in 15 min during HFNC therapy . Eighth, some might argue regarding the difference of air trapping and lung overdistension by EIT. Overinflated regions of lungs might sometimes appear similar to air trapping. Air trapping is defined as lung overdistension due to flow limitation in COPD/asthma/ARDS [37, 38]. Two cases that reported using EIT technology could be useful to adjust an individual extra-PEEP of mechanical ventilation settings in severe asthma patients [38, 39]. In the present study, we did not find any signs of air trapping by EIT (flow limitation) as the flow rate increased. Hence, the potential effect of air trapping may not impact our conclusions.
There were diverse responses of lung regional ventilation and aeration (recruitment, non-recruitment, and overdistension) to HFNC. However, the effect varied among individuals. Identification of lung recruitment, lung non-recruitment, and overdistension by EIT might be helpful to guide HFNC therapy in post-extubation situations. Further study will be required to validate the meaning of this classification in clinical practice.
Availability of data and materials
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.
Analysis of variance
Body mass index
Electrical impedance tomography
- FiO2 :
Fraction of inspired oxygen
High-flow nasal cannula
Mean arterial pressure
Regions of interest
Regional ventilation delay
- SPO2 :
Peripheral oxygen saturation
Change of end-expiratory lung impedance
Change of tidal variation
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The authors thank all the subjects for their participation in this study.
Ethics approval and consent to participate
The ethics review board of Peking Union Medical College Hospital approved the study protocol, and written informed consent was obtained from all participants before enrollment.
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Zhanqi Zhao receives a consulting fee from Dräger Medical. All other authors declare that they have no competing interests.
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Zhang, R., He, H., Yun, L. et al. Effect of postextubation high-flow nasal cannula therapy on lung recruitment and overdistension in high-risk patient. Crit Care 24, 82 (2020). https://doi.org/10.1186/s13054-020-2809-7
- High-flow nasal cannula
- Electrical impedance tomography
- Lung recruitment
- Lung overdistension