- Open Access
New setting of neurally adjusted ventilatory assist for noninvasive ventilation by facial mask: a physiologic study
Critical Care volume 21, Article number: 170 (2017)
Noninvasive ventilation (NIV) is generally delivered using pneumatically-triggered and cycled-off pressure support (PSP) through a mask. Neurally adjusted ventilatory assist (NAVA) is the only ventilatory mode that uses a non-pneumatic signal, i.e., diaphragm electrical activity (EAdi), to trigger and drive ventilator assistance. A specific setting to generate neurally controlled pressure support (PSN) was recently proposed for delivering NIV by helmet. We compared PSN with PSP and NAVA during NIV using a facial mask, with respect to patient comfort, gas exchange, and patient-ventilator interaction and synchrony.
Three 30-minute trials of NIV were randomly delivered to 14 patients immediately after extubation to prevent post-extubation respiratory failure: (1) PSP, with an inspiratory support ≥8 cmH2O; (2) NAVA, adjusting the NAVA level to achieve a comparable peak EAdi (EAdipeak) as during PSP; and (3) PSN, setting the NAVA level at 15 cmH2O/μV with an upper airway pressure (Paw) limit to obtain the same overall Paw applied during PSP. We assessed patient comfort, peak inspiratory flow (PIF), time to reach PIF (PIFtime), EAdipeak, arterial blood gases, pressure-time product of the first 300 ms (PTP300-index) and 500 ms (PTP500-index) after initiation of patient effort, inspiratory trigger delay (DelayTR-insp), and rate of asynchrony, determined as asynchrony index (AI%). The categorical variables were compared using the McNemar test, and continuous variables by the Friedman test followed by the Wilcoxon test with Bonferroni correction for multiple comparisons (p < 0.017).
PSN significantly improved patient comfort, compared to both PSP (p = 0.001) and NAVA (p = 0.002), without differences between the two latter (p = 0.08). PIF (p = 0.109), EAdipeak (p = 0.931) and gas exchange were similar between modes. Compared to PSP and NAVA, PSN reduced PIFtime (p < 0.001), and increased PTP300-index (p = 0.004) and PTP500-index (p = 0.001). NAVA and PSN significantly reduced DelayTR-insp, as opposed to PSP (p < 0.001). During both NAVA and PSN, AI% was <10% in all patients, while AI% was ≥10% in 7 patients (50%) with PSP (p = 0.023 compared with both NAVA and PSN).
Compared to both PSP and NAVA, PSN improved comfort and patient-ventilator interaction during NIV by facial mask. PSN also improved synchrony, as opposed to PSP only.
ClinicalTrials.gov, NCT03041402. Registered (retrospectively) on 2 February 2017.
Noninvasive ventilation (NIV) is increasingly used for treating acute respiratory failure (ARF) [1, 2] and is commonly applied using a facial mask  and pneumatically triggered and cycled-off pressure support (PSP) . Although better tolerated than invasive mechanical ventilation, NIV is characterized by drawbacks such as poor patient-ventilator interaction and discomfort , which are major determinants of NIV failure.
In particular, the pneumatic signals, i.e., flow, volume and airway pressure (Paw), are leak-sensitive  and frequently cause patient-ventilator asynchrony . The only mode not utilizing pneumatic signals to trigger and drive the ventilator is neurally adjusted ventilator assist (NAVA). In fact, with NAVA the ventilator assistance is under the control of the diaphragm electrical activity (EAdi) . In contrast to PSP, NAVA has been repeatedly shown to improve patient-ventilator interaction and reduce asynchronies, both during invasive ventilation [9, 10] and NIV [4, 11,12,13,14,15]. However, NAVA is characterized by a lower rate of pressurization than PSP .
Recently, a specific NAVA setting has been proposed to generate EAdi-controlled pressure support (PSN) in patients receiving either invasive ventilation  or NIV by helmet . PSN consists of increasing the user-controlled gain factor (NAVA level) at the maximum level, while limiting peak airway pressure (Pawpeak) by adjusting the upper pressure limit [4, 16].
During NIV delivered by helmet, compared to both PSP and NAVA, PSN results in better pressurization and triggering performance, which improves patient comfort while reducing EAdi, without affecting the respiratory rate and gas exchange . Due to the different characteristics of helmets and masks, it is unclear whether these advantages could be extended to NIV delivered by mask. This physiological study aims at comparing PSN with PSP and NAVA, with respect to the patient’s comfort (primary endpoint), breathing pattern, respiratory drive, gas exchange, pressurization and triggering performance and patient-ventilator synchrony (additional endpoints).
The present physiologic, crossover, randomized study was conducted from March to September 2013 in the Intensive Care Units (ICUs) of the University Hospital “Maggiore della Carità” (Novara, Italy) and the ZhongDa Hospital, Southeast University (Nanjing, China). The study was approved by the local Ethics Committees “A.O.U Maggiore della Carità” in Novara, Italy (protocol n° 64/12) and the Research Ethics Board of Zhongda Hospital, Southeast University, Nanjing, China (2013ZDSYLL097.0). Written informed consent was obtained from the patients for publication of their individual details and accompanying images in this manuscript. The consent forms are held by the authors and are available for review by the Editor-in-Chief. At the time the study was conducted, trial registration was not mandatory for this type of investigation; however, the trial was retrospectively registered at ClinicalTrials.gov (NCT03041402). We followed the Consolidated Standards of Reporting Trials (CONSORT) recommendations for reporting of randomized trials .
We considered any patient eligible who was ≥18 years of age and admitted to the ICU, and who was orally intubated and undergoing invasive mechanical ventilation for at least 48 hours. The inclusion criteria were: (1) consciousness, as indicated by a Glasgow Coma Scale (GCS) of 11 (i.e. spontaneous eye opening, response to command and no verbal response because of the endotracheal tube in place); (2) no infusion of midazolam or propofol in the previous 24 hours or 4 hours, respectively; and (3) readiness for extubation with indication, prior to extubation, to receive NIV to prevent post-extubation respiratory failure. The patients were considered to be eligible for the spontaneous breathing trial if they met the following criteria : (1) GCS ≥8; (2) presence of clearly audible cough during suctioning; (3) tracheal suctioning ≤2/hour; (4) normal sodium blood values; (5) core temperature <38.5 °C during the previous 8 hours; (6) arterial oxygen tension (PaO2) to fraction of inspired oxygen (FiO2) ratio (PaO2/FIO2) ≥200 with positive end-expiratory pressure (PEEP) ≤5 cmH2O; (7) FiO2 ≤ 0.4; (8) heart rate ≤125 beats/min; and (9) systolic blood pressure >90 mmHg without epinephrine or norepinephrine infusion and with dopamine infusion ≤5 mcg/kg/min. The patients considered to be at risk of extubation failure exhibited at least one of the following: (1) more than one consecutive failure of the weaning trial ; (2) arterial partial pressure of carbon dioxide (PaCO2) >45 mmHg at the end of the 30-min spontaneous breathing trial ; (3) chronic respiratory disorders ; and (4) chronic heart failure .
The exclusion criteria were as follows: (1) need for analgaesic or sedative drugs; (2) recent cervical spine injury; (3) obstructive sleep apnoea syndrome; (4) pregnancy; (5) contraindications to placement of a nasal-gastric feeding tube; (6) inclusion in other research protocols; and (7) lack of consent.
After the patient’s enrolment in the study, the nasal-gastric feeding tube in place was replaced by the EAdi catheter (Maquet Critical Care, Solna, Sweden) . The correct positioning was ascertained as previously described . The study was performed using a standard Servo-I ventilator (Maquet Critical Care, Solna, Sweden) equipped with NAVA module and NIV software for air leaks. The facial mask was individually selected for each patient based on their anthropometric characteristics to minimize air leaks and optimize patient tolerance; the facial mask was selected from among three different models: FreeMotion RT041 Non Vented Full Face Mask (Fisher and Paykel, Auckland, New Zealand); Ultra Mirage FFM-NV (ResMed, San Diego, CA, USA); and PerforMax Face Mask (Philips Respironics, Murrysville, PA, USA).
Immediately after extubation, we performed a 15-min PSP trial, setting the inspiratory pressure support ≥8 cmH2O to obtain a tidal volume of 6–8 mL · kg-1 of ideal body weight, with the fastest rate of pressurization and I/E cycling at 35% of peak inspiratory flow (PIF). All patients subsequently underwent three 30-min trials in random order: (1) PSP, with the settings obtained in the aforementioned trial; (2) NAVA, adjusting the NAVA level in order to achieve a comparable peak EAdi (EAdipeak) as during the PSP trial, with a safety Paw upper limit of 30 cmH2O [4, 15]; and (3) PSN, setting the NAVA level at its maximum (i.e., 15 cmH2O/μV), and an upper Paw limit to obtain the same overall Paw applied during the PSP trial [4, 16, 21]. During both NAVA and PSN, the trigger sensitivity was set at 0.5 μV while the default cycling-off was 70% EAdipeak, as fixed by the manufacturer . PEEP was set by the attending physicians in a range between 5 cmH2O and 10 cmH2O, and it remained unmodified throughout the entire study period. The FiO2 was regulated to obtain peripheral oxygen saturation (SpO2) between 94% and 96%, before starting the protocol, and it remained unmodified throughout the study period.
The three modes of ventilation were applied according to a computer-generated random sequence using sealed, opaque, numbered envelopes. The envelopes were kept in the head nurse’s office in both institutions. The envelope was opened by the nurse in charge of the patient, and the prescribed sequence of modes was communicated to the investigators.
The predefined criteria for protocol interruption were as follows: (1) need for emergency re-intubation; (2) SpO2 < 90%; (3) acute respiratory acidosis, as defined by PaCO2 > 50 mmHg and pH <7.30; (3) inability to expectorate secretions; (4) hemodynamic instability (i.e., need for continuous infusion of dopamine or dobutamine >5 μg∙kg-1∙min-1, norepinephrine >0.1 μg∙kg-1∙min-1 or epinephrine or vasopressin at any dosage to maintain mean arterial blood pressure >60 mmHg); (5) life-threatening arrhythmias or electrocardiographic signs of ischaemia; or (6) loss of 2 or more points on the GCS.
Data acquisition and analysis
Airflow, Paw and EAdi were acquired from the ventilator using an RS232 interface at a sampling rate of 100 Hz and were recorded on a computer using dedicated software (ServoTracker V. 4.0, Maquet Critical Care, Solna, Sweden). The last minute of each trial was manually analysed off-line using customized software based on Microsoft Excel, as previously described .
Comfort was assessed through an 11-point numeric rating scale (NRS), as previously reported [4, 22,23,24]. Before protocol initiation, all patients received a detailed explanation of the NRS. The patients were asked to evaluate their comfort level, indicating a number between 0 (worst possible comfort) and 10 (best possible comfort) using an ICU-adapted large-printed scale including numbers and descriptors . The scores obtained were recorded without additional indications or comments .
Breathing pattern was assessed by determining (1) mechanical inspiratory time (TImec), breath duration (TTOTmec) and rate of ventilator cycling (RRmec) from the flow tracing, and (2) the patient’s own (neural) inspiratory time (TIneu), breath duration (TTOTneu) and respiratory rate (RRneu) from the EAdi tracing. The mechanical (TI/TTOTmec) and neural (TI/TTOTneu) inspiratory duty cycles were also calculated [15, 25]. Air leaks were computed over one minute as the difference between inspiratory and expiratory tidal volumes times RRmec and were expressed as percentage of the exhaled volume over one minute [15, 25]. Moreover, we measured Pawpeak, peak inspiratory flow (PIF) and the time to reach PIF from the onset of the patient’s effort (PIFtime). EAdipeak was also determined as an index of respiratory drive . Gas exchange was assessed at the end of each trial by sampling arterial blood from a catheter already inserted for clinical purposes.
To evaluate the pressurization performance, we computed the pressure-time product (PTP) of the first 200 ms from the onset of the ventilator pressurization (PTP200), and the PTP of the first 300 ms and 500 ms from the onset of the neural effort, expressed as the percentage of the area of ideal pressurization (PTP300-index and PTP500-index, respectively) [4, 24, 27, 28]. The ideal PTP was computed considering a perfectly squared rectangle on the Paw-time tracing, with the height of the actual Paw above PEEP and the width of the time window considered (i.e., 0.3 second and 0.5 second from the onset of the inspiratory effort, assessed from the EAdi tracing, for PTP300-index and PTP500-index, respectively) [4, 24, 27, 28]. The triggering performance was evaluated by determining the pressure drop (ΔPtrigger) and PTP of Paw (PTPt) during the triggering phase [4, 24, 27, 28].
To assess patient-ventilator synchrony, we computed the inspiratory trigger delay (DelayTR-insp), as the time lag between the onsets of neural inspiration and ventilator support, and the expiratory trigger delay (DelayTR-exp), as the time lag between the fall towards baseline of EAdi and the end of ventilator support. The time during which respiratory effort and ventilator assistance were synchronous, indexed to the TIneu (Timesynch/TIneu), was also computed [4, 24, 27]. The asynchrony index (AI%) was calculated as the total number of asynchronies (i.e., ineffective efforts, auto-triggers and double-triggers) divided by the sum of triggered and non-triggered breaths . An AI% ≥10% was considered to indicate a clinically relevant rate of asynchronies .
To detect an increase in comfort of 2.5 , with α risk of 0.05 and β risk of 0.20, a sample of 12 patients was deemed necessary. Because this calculation was based on a pairwise comparison and we actually compared three conditions, we applied the Bonferroni correction, which reduced the α risk from 0.05 to 0.017, increasing the sample size up to 14 patients. We used non-parametric tests because of the relatively small number of patients. The data are reported as median values (25–75% interquartile), unless otherwise specified. All continuous variables were compared between modes using the Friedman test and then by the Wilcoxon test; the Bonferroni correction was applied for multiple comparisons (p < 0.017). We compared the categorical data using the McNemar test. The Spearman rank correlation test was used to ascertain the correlation between each individual comfort score and the corresponding PTP300-index, PTP500-index, PTPt, DelayTR-insp, PIF and PIFtime. For these comparisons, we considered two-sided p values <0.05 significant. All statistical analyses were performed using the Sigmaplot v. 12.0 (Systat Software Inc., San Jose, CA, USA). No interim analysis has been planned or conducted.
We enrolled 14 consecutive patients. The patients’ study flow is shown in Fig. 1. All patients completed the study protocol without any complication and were included in the data analysis. No patient required either sedative or analgaesic drugs during the study period. No patients met any criteria for post-extubation respiratory failure requiring re-intubation. The patients’ demographic and anthropometric characteristics are shown in Table 1.
The individual values of the comfort score for all the patients and their median and interquartile range are depicted in Fig. 2. PSN significantly improved patient comfort (7 (7; 8)), compared to both PSP (5 (5; 6); p = 0.001) and NAVA (5 (5; 7)); p = 0.002), with no differences between PSP and NAVA (p = 0.08). Comfort was directly correlated to PTP300-index (ρ =0.51, p < 0.001) and to PTP500-index (ρ =0.46, p=0.002); comfort was also inversely correlated to DelayTR-insp (ρ =-0.58, p < 0.001), PIFtime (ρ =-0.47, p=0.002) and PTPt (ρ =-0.55, p <0.001) while not correlated to PIF (ρ =−0.14, p=0.369).
Breathing pattern, respiratory drive and gas exchange
As reported in Table 2, the breathing pattern was not different between modes. Only TI/TTOTmec was significantly lower during PSP, as opposed to both NAVA (p = 0.007) and PSN (p = 0.010). Pawpeak (p = 0.607), air leaks (p = 0.395) and respiratory drive, as indicated by the EAdipeak (p = 0.931), were also not different between modes. PIF did not differ between the three modes of ventilation (p = 0.109), while PIFtime was significantly reduced by PSN, as opposed to both PSP and NAVA (p < 0.001 for both comparison), with no differences between PSP and NAVA (p = 0.217). Figure 3 shows, from top to bottom, Paw, flow and EAdi tracings of one representative patient undergoing PSP (left), NAVA (middle) and PSN (right). The arrow indicates an ineffective inspiratory effort during PSP. The median group values are presented in Table 2.
Gas exchanges were no different between trials (Table 2).
Pressurization and triggering performance
Figure 4 depicts Paw profiles of individual breaths during PSP (solid line), NAVA (dotted line) and PSN (dashed line) from another patient. The arrow indicates the beginning of the patient’s own (neural) effort. PSP and PSN have similar Paw profiles, characterized by a fast rate of pressurization; however, during PSN the beginning of pressurization is notably anticipated and closer to the onset of the patient’s effort. NAVA is characterized by a slower rate of pressurization. Consistent with these findings, PSN improved both PTP300-index and PTP500-index, as opposed to both PSP and NAVA (Table 2), whereas PTP200 was lower during NAVA, as compared to both PSP and PSN (p < 0.001 for both comparisons), with no significant difference between PSP and PSN (p = 0.761). Shown also in Table 2, NAVA and PSN significantly reduced DelayTR-insp, PTPt and ΔPtrigger, in contrast to PSP (p < 0.001 for all comparisons). DelayTR-exp was no different between modes (p = 0.395).
Compared to PSP, both NAVA (p = 0.005) and PSN (p = 0.002) improved Timesynch/TIneu, with no differences between the two (p = 0.08) (Table 2). The median values of AI% are reported in Table 2. As expected, during both NAVA and PSN, the AI% was <10% in all patients, whereas it was ≥10% in 7 patients (50%) with PSP (p = 0.023, compared to both NAVA and PSN).
This physiologic study shows that in patients receiving NIV by facial mask, compared to both PSP and NAVA, PSN improves pressurization and triggering performance, resulting in better comfort, while not affecting respiratory drive, Arterial Blood Gases ABGs and respiratory rate. Both PSN and NAVA equally improve patient-ventilator synchrony, in contrast to PSP.
To the best of our knowledge, this investigation is the first to evaluate PSN for delivery of NIV using a mask. In a study evaluating intubated patients with COPD and intrinsic PEEP, compared to PSP, PSN improved patient-ventilator interaction and synchrony, and counterbalanced the extra load due to intrinsic PEEP without the need for externally applied PEEP . In healthy volunteers, comfort was reduced when increasing the level of support , whereas it was improved by EAdi triggering, as opposed to pneumatic triggering, during NIV delivered by helmet . In a recent study comparing PSN with PSP and NAVA during NIV delivered by helmet in an analogous patient population, PSN improved comfort, pressurization and triggering performance, and reduced EAdi, without affecting gas exchange .
Consistent with the results of these investigations, in the present study PSN outperforms PSP with respect to PTP300-index and PTP500-index, PTPt [4, 16, 30], DelayTR-insp, Timesynch/TIneu and AI [4, 16, 30], and comfort [4, 30]. In accordance with Cammarota et al. , who compared the same three modes delivering NIV by helmet, PSN improved pressurization PTP300-index and PTP500-index, and comfort with respect to both PSP and NAVA, while in contrast to that study, PSN neither increased PTP200, compared to PSP, nor reduced EAdi, compared to both PSP and NAVA. These discrepancies are likely due to the different physical properties of mask and helmet, the latter being characterized by more problematic triggering and pressurization performance . Nonetheless, we found improvements in triggering and pressurization performance to ameliorate comfort, which is a major determinant of NIV outcome. Indeed, NIV can be complicated by discomfort, which is associated with increased rate of failure and worsened patient outcome .
PIF was not different between modes, while PIFtime was shortened by PSN, as opposed to both PSP and NAVA. In intubated patients with acute on chronic respiratory failure undergoing PSP, Bonmarchand et al. evaluated the effects of varying Paw rates of pressurization; they found that the fastest rate generated the highest PIF and was associated with greater reduction in the work of breathing . Similar results were obtained during invasive PSN in restrictive patients  and in patients recovering from hypoxemic ARF .
To explain the differences between these studies and our investigation, it is important to note the different computational approach to the pressurization indexes . PTP200 reflects the sole rate of pressurization rate, i.e., the slope of Paw after triggering, which affects the PIF. Both PTP300-index and PTP500-index instead consider not only the pressurization rate but also the triggering performance, which influences PIFtime, without affecting PIF. We found PTP200 no different between PSN and PSP, while triggering performance was significantly improved by PSN, as indicated by the lower values of PTPt and DelayTR-insp. Notably, while patient comfort is improved when flow delivery by the ventilator meets the patient’s demand , excessively high PIF may worsen the patient’s comfort during both invasive ventilation  and NIV .
Our study has two limitations. First, the patient sample is small, a limitation that we share with the majority of earlier physiological investigations [4, 9, 11,12,13, 15, 24, 37, 38]. Second, consistent with the results of previous research [4, 22,23,24], we applied the 11-point NRS to assess comfort, although this scale has been formally validated for pain [39, 40] and dyspnoea  only.
Compared to both PSP and NAVA, in patients receiving NIV by facial mask, PSN improves triggering performance and patient-ventilator synchrony, thereby ameliorating the patient’s comfort. It remains to be determined whether these physiologic benefits may also occur in other categories of patients and translate into improved clinical outcomes.
Acute respiratory failure
Chronic obstructive pulmonary disease
- DelayTR-exp :
Expiratory trigger delay
- DelayTR-insp :
Inspiratory trigger delay
Diaphragm electrical activity
- EAdipeak :
Peak of electrical activity of the diaphragm
- FiO2 :
Inspiratory oxygen fraction
Glasgow Coma Scale
Intensive Care Units
Neurally adjusted ventilatory assist
Numeric rating scale
- PaCO2 :
Arterial partial pressure of carbon dioxide
- Pawpeak :
Peak of airway pressure
Positive end-expiratory pressure
Peak inspiratory flow
- PIFtime :
Time to reach the peak inspiratory flow from the onset of patient’s effort
- PSN :
Neurally controlled pressure support
- PSP :
Pneumatically triggered and cycled-off pressure support
- PTP200 :
Pressure-time product of the first 200 ms from the onset of the ventilator pressurization
- PTP300-index :
Pressure-time product of the first 300 ms from the onset of the neural effort, indexed to the ideal area
- PTP500-index :
Pressure-time product of the first 500 ms from the onset of the neural effort, indexed to the ideal area
- PTPt :
Pressure-time product of the triggering phase
- RRmec :
Rate of ventilator cycling
- RRneu :
Patient’s own (neural) respiratory rate
- SpO2 :
Peripheral oxygen saturation
- TI/TTOTmec :
Mechanical inspiratory duty cycle
- TI/TTOTneu :
Patient’s own (neural) inspiratory duty cycle
- TImec :
Mechanical inspiratory time
- Timesynch/TIneu :
Time during which respiratory effort and ventilator assistance are synchronous, indexed to the patient’s own (neural) inspiratory time
- TIneu :
Patient’s own (neural) inspiratory time
- TTOTmec :
Total mechanical respiratory time
- TTOTneu :
Total patient’s own (neural) respiratory time
- ΔPtrigger :
Pressure drop of the triggering phase
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Maquet Critical Care (Solna, Sweden) provided the NAVA module and catheters used for the study. A portion of the results from this study was presented in abstract form at the International Symposium on Intensive Care and Emergency Medicine in Brussels (2014).
Availability of data and materials
The full protocol and raw data are available at email@example.com.
The study was approved by the local Ethics Committees “A.O.U Maggiore della Carità” in Novara, Italy (protocol n° 64/12) and the Research Ethics Board of Zhongda Hospital, Southeast University, Nanjing, China (2013ZDSYLL097.0). Written informed consent was obtained from each participant before inclusion in the study, according to the local regulations and principles outlined in the Helsinki declaration. At the time the study was conducted, trial registration was not mandatory for this type of investigation.
PN contributed to the development of the helmet, Next (Castar Next, Intersurgical, Mirandola, Italy), whose license for the patent belongs to Intersurgical S.P.A., and received royalties for that invention. PN’s research laboratory has received equipment and/or grants from Maquet Critical Care (Solna, Sweden), Intersurgical S.p.A. (Mirandola, Italy), Draeger Medical GmbH (Corsico, Italy), Biotest (Trezzano sul Naviglio, Italy) and Hillrom (Bussigny, Switzerland). PN received honoraria/speaking fees from Maquet Critical Care (Solna, Sweden), Covidien AG (Segrate, Italy), Draeger Medical GmbH (Corsico, Italy), Breas (Mölnlycke, Sweden), Hillrom (Chicago, IL, USA), Resmed (Vimercate MB, Italy) and Linde AG (Munich, Germany). All other authors declare that they have no competing interests.
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All patients gave consent for data publication according to national regulations.
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Longhini, F., Pan, C., Xie, J. et al. New setting of neurally adjusted ventilatory assist for noninvasive ventilation by facial mask: a physiologic study. Crit Care 21, 170 (2017) doi:10.1186/s13054-017-1761-7
- Noninvasive ventilation
- Pressure support ventilation
- Neurally adjusted ventilatory assist
- Patient-ventilator interaction
- Ventilator performance
- Patient-ventilator asynchrony