Clinical review: Intensive care follow-up – what has it told us?
© BioMed Central Ltd 2002
Published: 15 August 2002
The majority of intensive care practitioners, until comparatively recently, was content to discharge surviving patients to the care of referring primary specialty colleagues who would undertake subsequent inpatient and outpatient care. With the exception of mortality statistics from clinical studies, the practitioners were thus denied the opportunity of understanding the full impact of critical illness on a patient and their family. The concept of the intensive care follow-up clinic has developed more recently, and is run commonly on multidisciplinary lines. These clinics serve a number of purposes, but importantly have drawn attention to broader patient-centred outcomes after intensive care. Investigators are just beginning to identify, and in some cases quantify, the postdischarge burden on patient and family; additional useful data have also come from follow-up of specific disease states. The purpose of the present review is to highlight some of the important issues that impact on recovery from critical illness towards an acceptable quality of postdischarge life. We have concentrated on the adult literature, and specifically on studies that inform us about the more general effects of critical illness. Head and spinal injury are thus largely ignored, as the effects of the primary injury overwhelm the effects of 'general' critical illness.
Keywordscritical illness follow-up studies neuropsychology outcome assessment (healthcare) quality of life
The impact of critical illness on life expectancy
The attrition imposed on health reserve by a critical illness is highlighted by a number of long-term follow-up studies. The 5-year mortality rate for intensive care unit (ICU) survivors is reported to be more than threefold higher than for the general population. Actuarial survival curves for ICU survivors only run parallel to the general population around 2–3 years after hospital discharge. However, marked differences occur depending on the diagnostic category [1,2,3]. Medical patients requiring a period in ICU have an estimated hospital mortality of 23.2% compared with 14.1% for surgical patients . The difference between medical patient survival and surgical patient survival appears to be sustained beyond the ICU period. In one investigation, the median survival period for medical patients was reported as 40 days post-ICU admission compared with more than 900 days for other patients .
The physical impact of critical illness
Common physical problems following a period in the intensive care unit
Skin and nail changes
Voice and taste changes
The inter-relationships between tissue loss and physiological function are complex and depend on the setting within which malnutrition arises . There are few published data regarding long-term nutritional follow-up of general ICU patients. Glutamine supplementation during the acute phase of illness appears to have a beneficial effect that is measurable at 6 months . In addition, a number of patients suffer mechanical difficulties in swallowing specifically related to healing tra-cheostomy sites [10,11].
Critical illness neuropathy is a well-recognized axonal neuropathy occurring in ICU patients . Although recovery can be anticipated within a few months in milder cases, more severe forms can have devastating consequences. In a recent 2-year follow-up of 19 patients suffering severe critical illness neuropathy (characterized by quadriplegia or quadraparesis) associated with sepsis and multiple organ failure, two patients died within 2 months, 11 patients recovered completely, four patients remained quadriplegic, and two patients remained quadraparetic . In that study, three parameters correlated with poor recovery: longer length of stay in the ICU, longer duration of sepsis, and greater weight loss . The cause of critical illness neuropathy remains obscure. Numerous factors have been implicated but, as yet, insufficient evidence is available to attribute cause , and no information is available regarding its prevention or treatment.
Breathlessness is a common symptom reported by ICU survivors . The possible causes of breathlessness include muscle weakness, neuropathy, pulmonary fibrosis, progression of premorbid respiratory and cardiac disease, and also psychological factors.
One of the best-characterized ICU diseases is acute lung injury and its severe manifestation, the acute respiratory distress syndrome (ARDS). Follow-up studies have included physiology [15,16,17,18,19], radiology , quality of life , and psychological consequences . Davidson et al. suggested that ARDS did not increase a patient's risk of death beyond discharge from hospital ; the long-term mortality of ARDS patients correlated with age, underlying risk factors, and comorbidity.
In another study, Davidson et al. used the Medical Outcomes Study Short Form (SF-36) instrument (a generic quality-of-life instrument) and the St George's Respiratory Questionnaires (a pulmonary-specific tool) . They assessed 73 ARDS patients matched with control patients having equal severity of disease or injury. Davidson et al. concluded that, 2 years after ICU admission, ARDS survivors had clinically significant reductions in health-related quality of life (HRQL) that appeared to be caused exclusively by ARDS and its sequelae. The reductions were primarily noted in physical functioning and pulmonary disease-specific domains . Continuing respiratory dysfunction thus appears to be associated with a broad impact on well-being, and this observation is unlikely to be specific to ARDS.
Most ARDS survivors have abnormal pulmonary function tests in the first 3 months of recovery; this reaches a plateau over the following 3–9 months [16,17]. Pulmonary function tests following ARDS generally demonstrate a restrictive ven-tilatory defect and some impairment of diffusion capacity. Alteration of lung parenchymal compliance has been documented using whole body plethysmography and measurement of transpulmonary pressure . However, the number of patients followed up in this way is small and the significance of the residual restrictive deficit remains to be clarified. Reduction in diffusion capacity may be more significant in explaining reduced exercise tolerance in these individuals, some of whom desaturate during exertion.
Persistent radiographic changes in survivors of ARDS have been reported. Desai et al. examined computerized tomography scans of 27 survivors of ARDS . Follow-up scans were performed 110–267 days (mean ± standard deviation, 196.2 ± 41.3 days) after the initial scan performed during ICU admission. The most frequent persistent abnormality, in 23 patients (85%), was a course reticular pattern with an anterior distribution. The extent of this fibrotic appearance was up to 31% of the lung field. A ground glass appearance, which was taken to indicate either oedema or fine fibrosis below the resolution of the scanner, was observed in 17 survivors; the extent ranging up to 56%. The variation in extent of these changes may partly explain the variation in pulmonary function [16,17,18]. The importance of these radiological changes to function remains unclear.
Although the cardiovascular system often requires support with inotropes and vasopressors, it is assumed that there are no long-term cardiac sequelae in the absence of infarction. Using a canine model of peritoneal sepsis, Cunnion and Parrillo found that cardiac function returned to normal within a few days of recovery from a septic episode . There are no documented adverse effects of general intensive care on cardiac function or on potential symptomatic problems in the post-ICU period but data are very scarce. Postural hypotension , possibly due to a residual autonomic neuropathy, can be problematic; the resulting dizziness decreases mobility and independence.
Other physical problems
Reduced mobility in survivors of intensive care is multifactor-ial: there is reduction in muscle mass, muscle weakness, joint stiffness, and poor balance. These problems are generally recognized and the appropriate physiotherapy provided.
Less obvious physical problems such as swallowing difficulties may go unnoticed. Weakness and lack of coordination of the pharyngeal musculature can initially be significant, requiring persistent effort by the patient to retrain the muscles. The presence of a tracheostomy physically impedes swallowing. A late complication of percutaneous tracheostomy, tethering of the skin to the trachea, can cause a distressing sensation when swallowing and may need surgical intervention .
There are few long-term follow-up studies of percutaneous tracheostomy. Those available suggest a favourable outcome, with a very small incidence of significant complications [24,25,26]. The results of long-term follow-up studies are awaited. Interestingly, in a comment relating to his experience of patients attending his follow-up clinic, Griffiths suggests that significant tracheal stenosis is more commonly associated with repeated intubations .
Withdrawal from sexual intimacy can have detrimental effects on relationships and an individual's sense of well-being. Quinlan et al., reporting on the follow-up of 62 patients, found that 26% reported sexual dysfunction at 2 months, 19% at 6 months, and 16% at 1 year . The reasons given by patients for their poor sex life in that study and a subsequent study were having no desire, suffering impotence despite desire, shortness of breath, surgical disfigurement, and concern that sex might precipitate a relapse of illness .
Common psychosocial problems following a period in the intensive care unit
Post-traumatic stress disorder
Lack of confidence
Loss of libido
The true incidence of delirium in the ICU is unknown. Various terms have been used in the literature to describe this condition, including 'intensive care syndrome' and ICU psychosis. The lack of an evaluative tool that could be used by ICU staff to diagnose the condition in patients who are unable to communicate has hampered the collection of useful data. Estimates reported in the literature suggest that the incidence of delirium within surgical intensive care patients is 40% ; the incidence may be as high as 60% in older patients . Our knowledge of the long-term effects of delirium is extremely limited. The diagnosis of delirium, in all but the most obvious cases, may not be straightforward; apparent quiet withdrawal may be a manifestation as much as agitated confusion. Ely and colleagues have recently developed and validated a tool for the bedside assessment of delirium in ICU patients , which should prove valuable in future long-term studies.
Delirium is accompanied with profound amnesia of events occurring during and preceding the confusional state. The amnesia results in patients' memories of their stay in the ICU being fragmented and frequently distorted. Slow wave sleep is reduced in patients in the ICU , which is known to be important for the integration of factual memories . Patients may enter a hypnagogic state during treatment in the ICU, in which control of the boundary between internally generated fantasy and the experience and recognition of external reality is impaired . This state between sleep and wakeful-ness predisposes to hallucinations and creates a mental environment favouring the development of paranoid delusions.
During the immediate post-ICU period, the patient begins to become aware of the physical changes to their body with little conscious awareness of what has brought them to this state . They may have only vague memories of pain and uncomfortable procedures [37,38,39]. Nightmares, dreams and hallucinations have all been described during recovery . The recall of delusional memories may predominate and there is some evidence that delusional memories, without factual recall, are highly associated with the early development of stress disorders in ICU patients . The lack of memory of the illness producing physical weakness appears to be a cause of subsequent frustration.
Symptoms of anxiety and depression are common. In a postal questionnaire study of general intensive care survivors, Scragg et al.  reported that 38 out of 80 respondents (47%) reported clinically significant anxiety and depression as measured by the Hospital Anxiety and Depression scale . Nelson et al. investigated depression in survivors (median period, 15 months) after intensive care for acute lung injury. Sixty-nine percent of patients without a pre-existing history of depression had clinically relevant depressive symptoms , which correlated with the days of sedation and the use of neuromuscular blockade.
In a study of a more varied case mix of ICU patients at 3 month follow-up, Eddleston et al. found a lower prevalence of psychological distress (Hospital Anxiety and Depression scale score >8): anxiety, 11.9%; depression, 9.8% . Jones et al. reported clinically significant Hospital Anxiety and Depression scale scores in ICU patients; notably, those who could not recall any factual memory of events during their ICU stay but who retained delusional thoughts .
Post-traumatic stress disorder (PTSD) is a condition that occurs in individuals who have experienced a traumatic event. In this condition, a 'traumatic' event is characterized by its capacity to provoke fear, helplessness, or horror in response to the threat of injury or death . Symptoms include distressing 'flash backs' (re-experiencing of the event), avoidance of situations reminding the individual of the event, increased arousal, and psychological numbing. The incidence of PTSD in patients following an ICU stay varies; patients who have survived ARDS and younger patients appearing to be particularly vulnerable [45,47].
Schelling and colleagues found that memories of adverse experiences correlated with subsequent PTSD symptoms, and were also related to poor general quality of life scores . By contrast, Jones et al.  found that factual memories seemed in some way protective and that delusional memories without factual recall was a situation more associated with early stress symptoms at 8 weeks. The Schelling et al. study did not attempt to differentiate factual from delusional memories and was undertaken years after discharge. These two important studies are thus complementary rather than contradictory.
In Scragg et al.'s postal study , 30 survivors (38%) reported symptoms of PTSD, as assessed by the Trauma Symptoms Checklist 33  and the Impact of Events Scale . Using the Experience after Treatment in Intensive Care 7 Item Scale, an additional questionnaire designed specifically for their study, Scragg et al. were able to show that intensive care treatment contributed to the causation of post-traumatic stress .
Patients may experience symptoms of an acute stress disorder during the early phase of their recovery. This condition is a recent diagnostic category, being defined for the first time in the fourth edition of the Diagnostic and Statistical Manual of Mental Disorders in 1999 . Acute stress disorder is characterized by the early development of symptoms similar to PTSD, with the inclusion of dissociative symptoms such as detachment, depersonalization, derealization, and dissociative amnesia. Although the description of this condition as a distinct disorder from severe acute PTSD has been questioned , its recognition allows early psychological intervention to facilitate a patient's resolution of the traumatic experience .
Disorders of cognitive function
In a landmark study of ARDS survivors, Hopkins and colleagues reported that 100% of survivors experienced cognitive impairment at hospital discharge , including problems of memory, attention and concentration. Although they demonstrated improvements at 1 year follow-up, 30% of patients were still globally impaired and 78% were impaired in one or all of the domains assessed. Hopkins et al. associated the deficits with hypoxaemic episodes periods in the ICU. This added to earlier work, which had demonstrated the relation between hypoxic brain injury, hippocampal atrophy, and memory deficit .
Rothenhäusler et al. investigated cognitive performance in ARDS patients at a median time of 6 years after ICU discharge . These investigators found that 75% of ARDS survivors did not display signs of cognitive impairment. Of the remaining 25%, the impairment was either subthreshold or mild in the vast majority. The residual mild cognitive impairments demonstrated were found in subtests relating to attention. Although the impairments were described as mild, all patients with cognitive dysfunction were classified as disabled, compared with 22.9% of those without cognitive impairment. The investigators also found that 58.7% of survivors returned to work. These figures, similar to those published by McHugh et al. (56%)  and Schelling et al. (61.3%) , indicate a significant critical care achievement. The corollary of this, however, is that there remained a significant proportion of survivors whose employment status was significantly impaired, implying a negative social outcome.
Social and family consequences
During the patient's stay in intensive care the family members, and especially the spouse, have been shown to exhibit significant degrees of anxiety and depression . After the patient has been discharged from hospital this anxiety and depression may manifest itself in overprotective behaviour that, coupled with unrealistic expectations that the patient may have of their capabilities, leads to frustration and conflict . Survivors may experience guilt as they become aware of the strain placed on their family, which adds to their psychological burden predisposing them to affective disorders [39,40].
The Study to Understand Prognoses and Preferences for Outcomes and Risks of Treatment investigators collected data to assess the impact of critical illness on the family . They reported that 34% of patients required considerable care-giving assistance. A family member needed to give up work or make major life changes to provide care for their relative in 20% of the total. It is possible that multidisciplinary intensive care follow-up needs to address the needs of the family during the rehabilitation phase .
Quality of life
People with the same health status may not necessarily enjoy the same quality of life. Health and well-being are multidimensional, and they include aspects such as individuals' subjective values and preferences that make the direct measurement of quality of life difficult . Item measurement theory proposes that true quality of life can be measured indirectly via a series of questions (items), each of which is a measure of the same concept or construct. The answers are assigned numerical scores that may be combined to provide 'scale' scores (e.g. physical functioning, symptom, distress, or well-being scales). These scores may then be further combined to give 'domain' scores (e.g. physical, psychological, work performance). HRQL measures potentially provide a holistic measure of the impact of critical illness on the patient, a measure of the contribution of disease-specific changes in health to overall patient well-being, and a means to evaluate the health economic impact of intensive care medicine (e.g. the Quality Adjusted Life Year estimates).
Kutsogiannis and Noseworthy have comprehensively reviewed the available HRQL instruments , highlighting the complexity of creating and using HRQL instruments appropriately. By way of a caution, Ridley has recommended that the psychometric properties of questionnaires, which may not have been designed specifically for critically ill patients, should be tested and validated in critically ill patients before the results are presented .
Mata et al. have published the results of a quality-of-life questionnaire-based study. The questionnaire was completed by patients or a proxy at the time of admission to the ICU, and was compared with the results of the same questionnaire completed by the survivors 12 months later (444 of the initial 606 patients). The quality of life was reduced in 50% of survivors, remained the same in 23% and improved in 27%. A decreased quality of life was most evident in those older than 75 years of age. The pre-ICU quality of life and age were the factors with the greatest influence on post-ICU quality of life . This original seven-item Quality of Life – Spanish questionnaire has since been modified to create a 15-item quality-of-life questionnaire specifically for critically ill patients .
Konopad et al. used Spitzer's Quality of Life Index, which examines the activity level, the activities of daily living, health, support, and outlook . Of the original group of 504 general ICU patients who completed a baseline questionnaire at ICU admission, 293 completed a 12-month follow-up questionnaire. A significant decrease in the level of activity score and the activities of daily living score occurred at 12 months, and these scores were more significant in the older age group .
Using their own quality-of-life questionnaire administered to 238 patients 16 months after discharge, Brooks et al. found that survivors have more health problems, are more anxiously depressed, are more dependent on others, and engage in less sexual activity than a random community sample .
A number of investigators have used the SF-36 instrument [21,45,47], which consists of 36 questions covering eight domains and has been validated in the intensive care setting [66,67]. Compared with age-matched and gender-matched controls, Schelling et al. report that survivors of ARDS, at a median follow-up interval of 4 years, experienced a 25% reduction in physical function and described their general health as 15% lower. Mental health dimensions of the SF-36 were also significantly impaired, although to a lesser degree (4% reduction in mental health, 15% reduction in vitality, 10% reduction in social function) . In that and a more recent study by Eddleston et al., which examined a broader ICU case mix, the SF-36 scores of younger survivors were found to be worse; particularly in physical and emotional role limitation, and in social functioning . A report by Flaatten and Kvåle on survivors 12 years after ICU treatment described a similar global reduction in SF-36 scale scores, with reductions in six of the eight scale scores . The pattern and scores of the SF-36 in these studies were similar to those described by Ridley et al. , who were also able to show that the quality of life of patients admitted to their ICU was not the same as the normal population. Patients who enjoyed a normal quality of life before admission suffered significant decreases following their illness. Those with pre-existing morbidity showed some improvement in their quality of life 6 months after intensive care admission, principally by improvements in mental health, vitality and social functioning.
What have ICU follow-up studies shown us overall? Survival curves do not run parallel to those of the average population until 2–3 years post-ICU discharge. 'Survival', however, is a poor metric for describing the impact of critical illness. We as yet have an inadequate understanding of how events in the ICU impact on recovery. The physical and psychological consequences can be significant and unanticipated.
The neuropsychological picture is beginning to emerge; a subject that warrants much further study. The burden carried by families or future caregivers is potentially great and, as yet, we have little data concerning the fiscal impact of ICU survival. Increasing knowledge in these areas will provide us with the potential to modify our approach inside the ICU to improve patient-centred outcomes in the long term.
ARDS = acute respiratory distress syndrome
HRQL = health-related quality of life
ICU = intensive care unit
PTSD = post-traumatic stress disorder
SF-36 = Medical Outcomes Study Short Form (SF-36) instrument.
- Figure 1:
Factors impacting on recovery from the intensive care unit.
Factors impacting on recovery from the intensive care unit.
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