Effect of oral beta-blocker on short and long-term mortality in patients with acute respiratory failure: results from the BASEL-II-ICU study
© Noveanu et al.; licensee BioMed Central Ltd. 2010
Received: 9 May 2010
Accepted: 3 November 2010
Published: 3 November 2010
Acute respiratory failure (ARF) is responsible for about one-third of intensive care unit (ICU) admissions and is associated with adverse outcomes. Predictors of short- and long-term outcomes in unselected ICU-patients with ARF are ill-defined. The purpose of this analysis was to determine predictors of in-hospital and one-year mortality and assess the effects of oral beta-blockers in unselected ICU patients with ARF included in the BASEL-II-ICU study.
The BASEL II-ICU study was a prospective, multicenter, randomized, single-blinded, controlled trial of 314 (mean age 70 (62 to 79) years) ICU patients with ARF evaluating impact of a B-type natriuretic peptide- (BNP) guided management strategy on short-term outcomes.
In-hospital mortality was 16% (51 patients) and one-year mortality 41% (128 patients). Multivariate analysis assessed that oral beta-blockers at admission were associated with a lower risk of both in-hospital (HR 0.33 (0.14 to 0.74) P = 0.007) and one-year mortality (HR 0.29 (0.16 to 0.51) P = 0.0003). Kaplan-Meier analysis confirmed the lower mortality in ARF patients when admitted with oral beta-blocker and further shows that the beneficial effect of oral beta-blockers at admission holds true in the two subgroups of patients with ARF related to cardiac or non-cardiac causes. Kaplan-Meier analysis also shows that administration of oral beta-blockers before hospital discharge gives striking additional beneficial effects on one-year mortality.
Established beta-blocker therapy appears to be associated with a reduced mortality in ICU patients with acute respiratory failure. Cessation of established therapy appears to be hazardous. Initiation of therapy prior to discharge appears to confer benefit. This finding was seen regardless of the cardiac or non-cardiac etiology of respiratory failure.
clinicalTrials.gov Identifier: NCT00130559
Acute respiratory failure (ARF) is responsible for about 30% of intensive care unit (ICU) admissions and is a major complication in patients already treated in the ICU [1–3]. This serious condition was shown to be associated with high morbidity and mortality rates [1–4]. Acute decompensated heart failure (ADHF), community acquired pneumonia (CAP), acute exacerbation of chronic obstructive pulmonary disease (AECOPD), pulmonary embolism (PE) and asthma are responsible for the vast majority of ICU hospitalization due to respiratory failure . In-hospital mortality in ICU patients with respiratory failure is more than twice the mortality related to other ICU admissions .
Although mortality rates have been described in specific patient groups admitted for heart failure [6–8], severe AECOPD [9–11] or severe CAP [12–14], data concerning mortality rates and predictors of outcome in ICU patients with acute respiratory failure regardless of causal etiology are scarce. This is important for the reason that respiratory failure in one-third of ICU patients is multi-causal .
Accordingly, the aim of the present study was to assess in-hospital and one-year mortality in a cohort of consecutive ICU patients with acute respiratory failure indifferent of underlying etiology. We specifically determined the independent predictors of in-hospital and one-year mortality and assessed the impact of beta-blocker at admission and/or at discharge on outcome.
Materials and methods
Setting and study population
This report is a sub-study of the B-type natriuretic peptide (BNP) for Acute Shortness of Breath Evaluation (BASEL) II-ICU trial . The goal of the BASEL II-ICU trial was to evaluate impact of a BNP-guided management strategy on outcome (hospital length of stay and costs) in ICU patients with acute respiratory failure. The BASEL II-ICU trial was a prospective, randomized, controlled, single-blinded multicenter study. Patients were enrolled in seven ICUs (one medical and one surgical ICU of a primary care facility and five interdisciplinary ICUs of tertiary referral hospitals) in Switzerland from December 2004 to March 2007. The study was carried out according to the principles of the Declaration of Helsinki and approved by the ethical committee responsible for each hospital. Written informed consent was obtained from patients or their surrogate. Details regarding study design has been published elsewhere . In brief, patients presenting with acute respiratory failure severe enough to require ICU monitoring and treatment were randomized into one of two different diagnostic strategy groups. One of these groups included admission BNP value in addition to standard diagnostic workup (BNP group), while the other group did not have BNP values (control group).
Important exclusion criteria of the BASEL II-ICU trial were an obvious trauma, a BNP measurement within the preceding six hours, severe renal disease (serum creatinine >250 μmol/L), more than 12 hours since the eligibility criteria in the ICU were met, sepsis, cardiopulmonary resuscitation within 12 hours or shock.
The adjudicated diagnosis, used in the present study, was performed by two ICU specialists on the basis of all available medical records, the response to therapy and autopsy results in those patients who died in the hospital. Adjudicated diagnosis was performed by choosing one or more diagnoses from a pre-specified list that included the following items: HF, pneumonia, AECOPD/Asthma, pulmonary embolism (PE), atelectasis, mechanical airway obstruction, pneumothorax, other or unknown. The study protocol of the BASEL II-ICU study had no influence on mechanical ventilation or non-invasive ventilation (NIV) therapy. The decision about medical treatment including NIV or mechanical intubation was made solely by the ICU staff in charge following the current guidelines of the respective hospital.
The study included 314 ICU patients with acute respiratory failure. A one-year follow-up, assessed by telephone interview of the patients, their family or the referring physician, was completed in 311 (99.3%) of patients representing our study population.
The statistical analyses were performed with the use of the SPSS/PC software package (version 15.0, SPSS Inc., Chicago, IL, USA). Comparisons were made using the t-test, Mann-Whitney U test, Fisher's exact test and chi-square test as appropriate. Mortality risk was estimated using the Kaplan-Meier method. All prognostic relevant characteristics were identified using univariate Cox-regression analysis. The model for in-hospital mortality included the following characteristics: age, systolic and diastolic blood pressure, heart rate, breathing frequency, Glasgow coma scale, body temperature, body mass index (BMI), history of malignancy, history of congestive heart failure (CHF), history of coronary artery disease (CAD), left ventricular ejection fraction, atrial fibrillation, admission pH, HCO3, base excess, PO2/FiO2 ratio, sodium, potassium, C-reactive protein, hemoglobin, white blood count (WBC), partial thromboplastin time (PTT), creatinine, blood urea nitrogen (BUN) and uric acid levels, need for mechanical intubation, need for non-invasive ventilation, need for catecholamine and admission medical treatment (diuretics, nitrates, angiotensin converting enzyme inhibitor (ACEi)/angiotensin receptor blocker (ARB), beta-blockers, statins, aspirin (ASS)/clopidogrel, calcium antagonists, coumarines, beta-mimetics, steroids). For the one-year mortality model, discharge medication was added to all variables included in the in-hospital mortality model. All variables of the in-hospital and one-year mortality model with a univariate P-value ≤ 0.05 were each included in the two multivariate Cox-proportional hazard models.
Patient characteristics and mortality
Baseline characteristics of study population
All studied patients (n= 314)
In-hospital survivors (n= 263)
In-hospital non-survivors (n= 51)
One-year survivors (n= 183)
One-year non-survivors (n= 128)
Gender (male) - n (%))
70(62 to 78.75)
70(61 to 79)
73(63 to 76)
69(60 to 77)
74(64 to 80)
25.8(22.6 to 30.8)
25.85(22.6 to 30.8)
25.8(22.5 to 28.4)
26.15(23.4 to 31.1)
25.3(21.2 to 29.1)
SAPSb II score
32(26 to 46)
32(24 to 45)
36 (31 to 46)
32(24 to 45)
44(30 to 44)
Heart rate (bpm)
98(84 to 116)
97.5(83.75 to 115)
105(85 to 123)
98(83 to 116)
100(84 to 115.25)
Systolic blood pressure (mmHg)
127(111 to 148)
128(111 to 148)
127(111 to 139)
129.5(111 to 150)
126(112 to 143)
Diastolic blood pressure (mmHg)
67(56 to 80)
67(57 to 80)
64(53 to 78)
70(59 to 82)
62(53 to 74.5)
Mean arterial pressure (mmHg)
85(73 to 100)
87(74 to 101)
85(73 to 96)
89(76.25 to 103)
83(71.5 to 95)
Left ventricular ejection fraction (%)c
55(35 to 60)
50(35 to 60)
60(35 to 65)
50(35 to 60)
60(43.5 to 63.75)
Atrial fibrillation- n (%)
Mechanical ventilation - n (%)
Non-invasive ventilation - n (%)
Breathing frequency (cpm)
24(19 to 30)
24(19 to 30)
25(20 to 30)
24(18 to 30)
25(20 to 30)
161(101 to 240)
169(101 to 239)
144 (92 to 216)
169 (99 to 248)
152(100 to 228)
5.9(4.9 to 7.8)
5.9(5 to 7.8)
5.8(4.8 to 8.2)
5.9(5 to 7.5)
6.05(4.8 to 8.4)
118(101 to 141)
120(102 to 142)
108(97 to 128)
121(101 to 145)
114(100 to 134)
Uric acid (μmol/l)
381(275.5 to 502)
370(274 to 494.5)
412(311 to 521)
362(278 to 470.5)
397(273 to 557)
eGFR MDRDd (mL/min/1.73 m2)
69(46 to 99)
71.5(46 to 102)
56(45 to 88)
72(49 to 102.75)
60.5(41.75 to 95)
Blood urea nitrogen (mg/dl)
21(13 to 33)
19(12 to 31)
26(18 to 38)
19(12 to 28)
24(14 to 39.5)
Comorbidities to n (%)
History of heart failure
History of coronary artery disease
Hystory of hypertension
Hystory of COPDe
History of malignancy
Etiology of respiratoy failure- n (%)
Heart failure (HF) alone
HF + any additional diagnosis
HF + pneumonia
HF + AECOPDf
HF + other diagnosis
Pneumonia + AECOPD
Admission medication - n (%)
Discharge medication - n (%)
Final discharge diagnoses of studied patients
Heart failure (HF)
HF + any additional diagnosis
HF + pneumonia
HF + obstructive pulmonary disease
HF + other diagnosis
Obstructive pulmonary disease
Pneumonia + obstructive pulmonary disease
Other cause a
Risk factors of one-year and in-hospital mortality
Predictors of one-year mortality by univariate analysis (n = 314)
1,03 (1.01 to 1.06)
Diastolic blood pressure
0.98 (0.97 to 0.99)
Body mass index
0.96 (0.92 to 0.98)
History of malignancy
1.99 (1.18 to 3.32)
1.86 (1.06 to 3.33)
Creatinin levels at admission
1.00 (1 to 1.01)
Blood urea nitrogen levels at admission
1.01 (1 to 1.02)
Uric acid levels at admission
1.00 (1 to 1)
Beta-blockers at admission
0.32 (0.18 to 0.52)
Statins at admission
0.51 (0.28 to 0.94)
Aspirin/Clopidogrel at admission
0.56 (0.33 to 0.95)
ACEi/ARB at discharge
0.56 (0.36 to 0.88)
Oral steroids at discharge
2.34 (1.37 to 4.01)
Independent predictors of in-hospital and one-year mortality by multivariate analysis
In-hospital mortality (n= 51)
One-year overall mortality (n= 128)
HR (95% CI)
HR (95% CI)
Beta-blockers at admission
0.33 (0.14 to 0.74)
0.29 (0.16 to 0.51)
History of malignancy
2.7 (1.5 to 4.9)
2.75 (1.70 to 4.43)
History of coronary artery disease
1.81 (1.15 to 2.82)
Univariate analysis shows that a history of malignancy, BMI, atrial fibrillation and creatinine levels on admission were associated with an increased risk of in-hospital mortality. By contrast, treatment with oral beta-blockers prior to admission was associated with a lower risk of in-hospital mortality. Multivariate analysis shows that history of malignancy was associated with an increased risk and oral beta-blocker treatment prior to admission with a decreased risk of in-hospital mortality in ICU patients with acute respiratory failure (Table 4).
Impact of oral beta-blockers on short and long term outcome
Different agents and mean dosages of beta-blocker administered at presentation, at 24 hours and at discharge
Hospital admission n (%)
mean dosage (mg)
24-hour n (%)
mean dosage (mg)
Hospital discharge n (%)
mean dosage (mg)
100 (50 to 125)
100 (50 to 125
100 (50 to 125
12.5 (6.25 to 25)
12.5 (6.25 to 25)
12.5 (7.81 to 25)
5 (5 to 8.75)
5 (5 to 5)
5 (5 to 5)
5 (3.75 to 7.5)
5 (2.5 to 7.5)
5 (2.5 to 7.5)
62 (50 to 94)
75 (50 to 100)
150 (100 to 200)
The present study focuses on the predictors of in-hospital and one-year mortality in ICU patients with acute respiratory failure. Our study confirms the negative impact of renal dysfunction on in-hospital survival and of malignancy and history of CAD on one-year survival. Further, a positive impact on one-year overall survival was seen in patients given beta-blockers prior to admission. Discontinuation of beta-blocker therapy in patients admitted on beta-blockers was associated with higher mortality.
Short and long-term mortality has been studied in some surveys and trials involving ICU patients with a primary diagnosis of ADHF, AECOPD or acute pneumonia [6–9, 11–13, 16]. However, data describing mortality in ICU patients admitted for acute respiratory failure indifferent to underlying etiology are rare. In the present study, in-hospital mortality was 16% and 30-day mortality 20%. This suggests that most of the initial deaths occurred during the initial hospitalization with only a few deaths occurring shortly after discharge. One-year mortality in our ICU patients was 41%, in line with mortality rates previously described in selected ICU patients hospitalized for ADHF , AECOPD [11, 17] or severe pneumonia (14).
Our study shows for the first time that ICU patients with acute respiratory failure treated by oral beta-blockers prior to hospital admission experienced lower in-hospital and one-year mortality. The positive impact of being treated with oral beta-blockers at the time of respiratory failure in ICU patients was unknown. Exact mechanisms of a better short term and long-term survival in patients being treated with oral beta-blockers at the time of respiratory failure remained to be explored. One assumable explication may be the relevant co-morbidities found in our patients including history of CAD in 38%, history of CHF in 27%, arterial hypertension in 53% and COPD in 39% and the positive effect of beta-blocker therapy in these different diseases. This may include an adequate control of the sympathetic nervous system in patients with CAD, CHF or arterial hypertension as well as a possible improvement of bronchodilator responsiveness and effectiveness of inhaled β2-sympathicomimetics in patients with AECOPD.
More importantly, we could demonstrate that discontinuation of beta-blocker therapy during hospitalization is associated with higher mortality rates, suggesting a protective effect of beta-blocker therapy in our acute respiratory failure patients. Discontinuation of beta-blocker therapy is indeed associated with a "withdrawal syndrome", a transient sympathetic hyper-response caused by hypersensitivity of cardiac β-receptors . Patients in whom beta-blockers were discontinued complained of transient palpitations, tremor, sweating, headache and general malaise. A significant increase in blood pressure and heart rate could also be demonstrated 24 h after beta-blocker withdrawal . A survival benefit of continuation of beta-blocker therapy in patients with ADHF was demonstrated by Butler et al.  and recently confirmed by Fonarow et al. , Jondeau et al.  and Orso et al. . There is, furthermore, evidence that patients admitted with AECOPD may also benefit from continuation of beta-blocker therapy . The observed positive association of beta-blocker continuation with lower mortality may be explained by the prevention of malignant ventricular arrhythmias, protection against myocardial infarction or acute negative mechanical remodeling, which may initiate the development of fatal pump failure [23, 25].
In our study, treatment with beta-blockers at discharge was associated with lower one-year mortality. There is solid evidence showing that oral treatment with beta-blockers improves long-term survival in various cardiovascular diseases including CHF, CAD or arterial hypertension [26–29]. A recently published, large observational cohort study demonstrated that treatment with beta-blockers also reduce risk of exacerbations and improve survival in patients with COPD . Interestingly, this effect was shown to be independent of cardiovascular co-morbidities. Beta-blockers are known to temper the sympathetic nervous system, including the reduction of heart rate. Therefore, negative systemic effects in the disease progression of cardiovascular disease including CAD, CHF or arterial hypertension, as well as COPD  could be diminished. Heart rate reduction itself may be an important mechanism of the benefit of beta-blockers. Large epidemiological studies have shown that resting heart rate was an independent predictor of all-cause mortality in individuals with and without cardiovascular disease .
Angiotensin converting enzyme inhibitors (ACEi)/angiotensin receptor blockers (ARB) and beta-blockers build the mainstay of therapy in patients with CHF and/or CAD with impaired left ventricular function . In our study, treatment with ACEi/ARB was also associated with improved one-year survival. Importantly, lower in-hospital and one-year mortality benefits of beta-blocker therapy demonstrated in our study was independent of concomitant ACEi/ARB treatment.
Interestingly, the present study shows that the beneficial effect of beta-blockers on survival was consistently present regardless of a cardiac or non-cardiac etiology of respiratory failure. The beneficial effect of beta-blockers in the non-cardiac respiratory failure group might seem to be a paradox. However, again the high incidence of relevant cardiovascular co-morbidities known to benefit from beta-blocker treatment may explain this finding. Beta-blocker treatment has been shown to reduce mortality in patients with COPD and arterial hypertension compared with other antihypertensive agents and to reduce cardiac toxicity of short-acting beta-agonists [33, 34].
Our study corroborates and extends this finding to ICU patients with respiratory failure. While early diagnosis is often difficult to perform in ICU patients presenting with acute respiratory failure, this finding may be of major clinical importance. Roughly one-third of our patients were treated with beta-blockers at admission suggesting frequent uncertainty in ICU physicians regarding the question of whether beta-blocker therapy should be continued or not. Our data advocate for a continuation of beta-blocker therapy in this patient group, although study design and power were not conceived for analysis of this issue.
In our study elevated uric acid levels were associated with increased one-year mortality in univariate analysis. In patients admitted with acute dyspnea at the emergency department, uric acid levels were demonstrated to be higher in dyspnea due to ADHF compared to other etiologies . In this study uric acid levels also independently predicted two-year all-cause mortality. Our study expands these findings to ICU patients with acute respiratory failure. Uric acid is known to be associated with most cardiovascular risk factors and components of the metabolic syndrome including arterial hypertension, hyperlipidemia, or diabetes mellitus [36–38]. Uric acid levels reflect the degree of circulating xanthine oxidase activity which is stimulated by various cardiovascular diseases and is an important source of free radicals [39, 40]. Accordingly, levels of uric acid might reflect a composite of cardiovascular risk factors.
Another important predictor of one-year mortality in our study was a low BMI. Previous studies demonstrated that a low BMI is associated with adverse outcome. This finding was recently confirmed in a large ICU database including 41,011 patients . In this study low BMI also prolonged ICU and hospital length of stay. These findings were regardless of severity of illness quantified by SAPS II score.
A more intriguing finding of our study was the association of a low diastolic blood pressure with increased one-year mortality, even when only found in univariate analysis. At the same time, beta-blocker treatment which lowers diastolic blood pressure improved outcome. Low diastolic blood pressure is known to affect microcirculation particularly in the coronary bed, and was previously demonstrated to be associated with higher mortality in older patients . Patients with severe forms of hypertension and overt coronary ischemia especially show a J-shaped relation between diastolic blood pressure during treatment and myocardial infarction . The J-curve seems to be independent of treatment, pulse pressure, and the degree of decrease in diastolic blood pressure, and is unlikely to be caused by poor left ventricular function. The most probable explanation is that subjects who have severe coronary artery disease and concomitant arterial hypertension may have a poor coronary flow reserve, which makes the myocardium vulnerable to coronary perfusion pressures that are tolerated by patients without ischemia, particularly at high heart rates . The most suitable explanation for this conflicting finding in our study is that patients with acute coronary syndrome as well as patients with shock were excluded due to study protocol. Patients included in our study had diastolic blood pressures that were still in a normal range (mean 62; 95%CI (53 to 74.5) mmHg).
There are limitations to our study design and conclusions, related to the post hoc nature of the analyses. Patients were not randomized into the study according to the beta-blocker status at baseline. However, patients currently being treated with oral beta-blockers at the time of acute respiratory failure had consistently lower in-hospital and one-year overall mortality. Accordingly, the impact of beta-blocker therapy on in-hospital and one-year survival merits further confirmation by an appropriate trial. Also, data regarding duration of beta-blocker therapy prior to admission, as well as percentage of beta-blocker therapy at one-year follow-up cannot be provided. Due to the exclusion of patients with sepsis or shock our findings cannot be generalized to these subgroups of ICU patients. No adjustment for APACHE or SAPS II score has been performed in our linear regression model. The most relevant variables of both severity scores have, however, been considered.
In our analysis established beta-blocker therapy appears to be associated with reduced mortality in patients admitted to the intensive care unit with acute respiratory failure. Cessation of established therapy appears to be hazardous. Initiation of therapy prior to discharge appears to confer benefit. This finding was seen regardless of the cardiac or non-cardiac etiology of respiratory failure. This observation should be confirmed by a large study that is adequately powered.
Beta-blocker therapy at admission appears to be associated with a reduced mortality in patients admitted to the intensive care unit with acute respiratory failure.
Cessation of established beta-blocker therapy in ICU patients admitted with acute respiratory failure appears to be hazardous.
Initiation of beta-blocker therapy prior to hospital discharge appears to confer benefits. This finding was seen regardless of the cardiac or non-cardiac etiology of respiratory failure.
angiotensin converting enzyme inhibitor
acute decompensated heart failure
acute exacerbation of chronic obstructive pulmonary disease
angiotensin receptor blocker
acute respiratory failure
Acute Shortness of Breath Evaluation
body mass index
B-type natriuretic peptide
blood urea nitrogen
coronary artery disease
community acquired pneumonia
congestive heart failure
partial thromboplastin time
white blood count.
We are indebted to the ICU staff at the participating hospitals for their most valuable efforts, all participating patients, their relatives, as well as Stephan Marsch MD, Patrick Hunziker, MD, Martin Sigemund, MD, Anja Balthusen MD, Ronald Schoenenberger, MD, Serge Elsasser, MD, Patricia Manndorff, MD, Michael Christ, MD, Lukas Fischler, MD, Mario Portner, MD, Franziska Kunz, MD, Christian Arranto, MD, Christoph Haberthür, MD, Kirsten Hochholzer, MSc, Petr Maly, MD, Sevgi Cayir, MD, and Martina Viglino, MD, for their help in patient recruitment and data management.
This study was supported by research grants from the Swiss National Science Foundation (PP00B-102853), the Novartis Foundation, the Krokus Foundation, Abbott, Biosite, and the Department of Internal Medicine, University Hospital Basel.
The sponsors had no role in study design, data analysis and interpretation.
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